| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8249.86 |
Day 17 |
No |
35.46 |
7-30 Days |
S-1-Q |
7930.03 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10537.14 |
Day 17 |
Yes |
465.82 |
7-30 Days |
S-2-Q |
10738.60 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16144.04 |
Day 17 |
Yes |
492.78 |
31-90 Days |
S-3-Q |
16614.13 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4416.76 |
Day 17 |
No |
218.17 |
7-30 Days |
S-4-Q |
4432.27 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3169.13 |
Day 17 |
No |
72.18 |
7-30 Days |
CB-3-Q |
3083.95 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5681.01 |
Day 17 |
No |
65.27 |
31-90 Days |
G-1-Q |
5915.32 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15731.55 |
Day 17 |
No |
738.43 |
<7 Days |
G-2-Q |
15147.44 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5492.11 |
Day 17 |
No |
269.18 |
31-90 Days |
G-3-Q |
5152.30 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14826.36 |
Day 17 |
No |
292.01 |
7-30 Days |
S-5-Q |
16163.70 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1458.31 |
Day 17 |
Yes |
6.23 |
7-30 Days |
S-6-Q |
1346.83 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12825.27 |
Day 17 |
Yes |
34.62 |
<7 Days |
S-7-Q |
12767.97 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3380.01 |
Day 17 |
No |
13.73 |
<7 Days |
E-1-Q |
3426.37 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12821.92 |
Day 17 |
No |
145.86 |
31-90 Days |
E-2-Q |
12775.85 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7224.66 |
Day 17 |
No |
291.79 |
31-90 Days |
IG-1-Q |
7936.77 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13726.51 |
Day 17 |
No |
443.53 |
31-90 Days |
IG-2-Q |
14862.28 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4613.58 |
Day 17 |
Yes |
26.15 |
<7 Days |
C-1 |
4174.54 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3502.21 |
Day 17 |
Yes |
87.11 |
7-30 Days |
CB-4 |
3527.76 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6720.57 |
Day 17 |
No |
42.84 |
<7 Days |
E-10 |
7261.41 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
749.82 |
Day 17 |
Yes |
6.24 |
7-30 Days |
E-3 |
787.47 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7732.07 |
Day 17 |
No |
228.58 |
7-30 Days |
E-4 |
7894.60 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13894.51 |
Day 17 |
Yes |
487.06 |
<7 Days |
E-5 |
14632.09 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12489.14 |
Day 17 |
Yes |
441.76 |
7-30 Days |
E-6 |
13142.02 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6482.46 |
Day 17 |
Yes |
127.19 |
31-90 Days |
E-7 |
5984.91 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10129.52 |
Day 17 |
Yes |
375.89 |
<7 Days |
E-8 |
10393.86 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4813.52 |
Day 17 |
No |
126.43 |
31-90 Days |
E-9 |
4757.33 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |