| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16720.32 |
Day 14 |
Yes |
531.15 |
31-90 Days |
E-10 |
17539.06 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5960.73 |
Day 14 |
No |
57.40 |
7-30 Days |
E-3 |
6235.31 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
61.61 |
Day 14 |
No |
1.59 |
<7 Days |
E-4 |
56.61 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17068.01 |
Day 14 |
No |
113.19 |
31-90 Days |
E-5 |
17500.06 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
63.98 |
Day 14 |
No |
0.23 |
31-90 Days |
E-6 |
67.28 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3162.23 |
Day 14 |
Yes |
119.53 |
<7 Days |
E-7 |
3430.45 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16130.21 |
Day 14 |
No |
592.20 |
7-30 Days |
E-8 |
17647.81 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10173.59 |
Day 14 |
Yes |
469.90 |
31-90 Days |
E-9 |
10506.70 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13342.38 |
Day 14 |
Yes |
506.21 |
7-30 Days |
G-4 |
13823.73 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4929.68 |
Day 14 |
No |
93.75 |
7-30 Days |
IG-3 |
4504.45 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12584.68 |
Day 14 |
Yes |
186.35 |
<7 Days |
IG-4 |
12200.48 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1222.50 |
Day 14 |
Yes |
52.92 |
7-30 Days |
IG-5 |
1180.32 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12448.92 |
Day 14 |
No |
509.87 |
<7 Days |
IG-6 |
12874.95 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6652.37 |
Day 14 |
No |
257.97 |
<7 Days |
IG-7 |
6768.89 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7324.66 |
Day 14 |
No |
141.74 |
<7 Days |
IG-8 |
7548.59 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12837.63 |
Day 14 |
No |
419.54 |
31-90 Days |
L-1 |
13458.16 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16050.80 |
Day 14 |
Yes |
737.87 |
<7 Days |
L-10 |
16347.02 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
693.41 |
Day 14 |
No |
33.22 |
7-30 Days |
L-11 |
641.49 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9310.06 |
Day 14 |
No |
293.88 |
<7 Days |
L-2 |
9327.95 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2389.52 |
Day 14 |
No |
82.31 |
31-90 Days |
L-3 |
2266.34 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3972.99 |
Day 14 |
Yes |
28.14 |
7-30 Days |
L-4 |
3817.73 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13392.23 |
Day 14 |
No |
342.26 |
31-90 Days |
L-5 |
13292.75 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11198.01 |
Day 14 |
Yes |
364.58 |
31-90 Days |
L-6 |
10860.11 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4358.40 |
Day 14 |
Yes |
52.22 |
7-30 Days |
L-7 |
4420.57 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5810.08 |
Day 14 |
Yes |
241.89 |
31-90 Days |
L-8 |
6331.73 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |