| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1932.17 |
Day 11 |
No |
44.84 |
<7 Days |
L-11 |
1775.29 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12902.89 |
Day 11 |
No |
619.19 |
<7 Days |
L-2 |
12126.67 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12047.81 |
Day 11 |
Yes |
416.74 |
7-30 Days |
L-3 |
13098.88 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
357.65 |
Day 11 |
Yes |
17.45 |
7-30 Days |
L-4 |
346.68 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11068.69 |
Day 11 |
No |
8.48 |
7-30 Days |
L-5 |
10441.43 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6141.78 |
Day 11 |
Yes |
168.90 |
7-30 Days |
L-6 |
6692.71 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14813.44 |
Day 11 |
Yes |
107.06 |
<7 Days |
L-7 |
15030.95 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5880.07 |
Day 11 |
Yes |
21.10 |
7-30 Days |
L-8 |
6134.49 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13797.29 |
Day 11 |
Yes |
680.83 |
<7 Days |
L-9 |
13320.74 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11520.80 |
Day 11 |
Yes |
477.76 |
7-30 Days |
LC-1 |
10877.04 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10094.61 |
Day 11 |
Yes |
96.03 |
<7 Days |
LC-2 |
9821.67 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
472.54 |
Day 11 |
Yes |
20.31 |
7-30 Days |
N-1 |
509.59 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10736.25 |
Day 11 |
No |
52.05 |
31-90 Days |
N-2 |
11264.05 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3582.42 |
Day 11 |
No |
122.20 |
31-90 Days |
N-3 |
3582.94 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13749.22 |
Day 11 |
No |
218.92 |
7-30 Days |
N-4 |
14513.38 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1161.67 |
Day 11 |
No |
26.93 |
7-30 Days |
N-5 |
1108.34 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16172.56 |
Day 11 |
Yes |
394.66 |
7-30 Days |
N-6 |
17668.05 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3669.65 |
Day 11 |
Yes |
2.71 |
<7 Days |
N-7 |
3411.00 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3166.55 |
Day 11 |
No |
104.25 |
<7 Days |
P-1 |
3182.94 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7042.41 |
Day 11 |
Yes |
238.24 |
<7 Days |
P-2 |
6925.79 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10937.14 |
Day 11 |
Yes |
412.56 |
<7 Days |
S-8 |
10914.22 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2402.08 |
Day 11 |
No |
80.35 |
7-30 Days |
Y-1 |
2253.43 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
707.65 |
Day 11 |
No |
0.50 |
7-30 Days |
Y-2 |
672.02 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8368.75 |
Day 11 |
Yes |
340.52 |
31-90 Days |
Y-3 |
8387.55 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2760.88 |
Day 11 |
Yes |
39.29 |
7-30 Days |
Y-4 |
2906.12 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |