| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.5 |
I.S.5: Margin Loans |
GBP |
No |
Day 26 |
3129739.15 |
Day 14 |
Liberty Mortgage Services Corp. |
Prime Brokerage |
Central Bank |
Yes |
3625867.97 |
Yes |
Day 49 |
Secured |
No |
45.27 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.5 |
I.S.5: Margin Loans |
JPY |
Yes |
Day 47 |
4781846.26 |
Day 60 |
Liberty Capital Markets Inc. |
Client Services |
PSE |
Yes |
4828612.20 |
No |
Day 52 |
Secured |
No |
25.32 |
| 2025-09-09 |
Liberty National Bank |
I.S.5 |
I.S.5: Margin Loans |
JPY |
Yes |
Day 52 |
1943212.12 |
Day 47 |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
PSE |
No |
2178073.40 |
No |
Day 38 |
Secured |
No |
44.74 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.5 |
I.S.5: Margin Loans |
JPY |
Yes |
Day 54 |
2386941.59 |
Day 32 |
Liberty Financial Group, Inc. |
Repo Desk |
Investment Company or Advisor |
Yes |
2532837.92 |
No |
Day 41 |
Secured |
No |
37.74 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.5 |
I.S.5: Margin Loans |
JPY |
No |
Day 32 |
1806257.64 |
Perpetual |
Liberty International Finance Ltd. |
Prime Brokerage |
GSE |
No |
1540352.95 |
No |
Day 38 |
Secured |
Yes |
44.63 |
| 2025-09-09 |
Liberty National Bank |
I.S.5 |
I.S.5: Margin Loans |
GBP |
Yes |
Day 40 |
1586611.96 |
Day 40 |
Liberty Financial Group, Inc. |
Client Services |
Financial Market Utility |
No |
1838091.46 |
Yes |
Day 6 |
Secured |
No |
45.26 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.5 |
I.S.5: Margin Loans |
EUR |
Yes |
Day 51 |
3692816.74 |
Day 6 |
Liberty Mortgage Services Corp. |
Securities Financing |
Bank |
No |
3542294.22 |
No |
Day 35 |
Secured |
Yes |
45.93 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
JPY |
Yes |
Day 7 |
1752071.48 |
Day 25 |
Liberty Mortgage Services Corp. |
Prime Brokerage |
Bank |
No |
1719288.88 |
Yes |
Day 27 |
Secured |
No |
25.03 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
GBP |
No |
Day 4 |
3291882.16 |
Day 58 |
Liberty National Bank |
Treasury Operations |
PSE |
No |
3655160.57 |
No |
Day 6 |
Secured |
No |
3.22 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
EUR |
Yes |
Day 36 |
3763335.93 |
68 - 74 Days |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Other Supervised Non-Bank Financial Entity |
Yes |
4490214.01 |
Yes |
Day 53 |
Secured |
Yes |
21.31 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.5 |
I.S.5: Margin Loans |
USD |
Yes |
Day 42 |
2650996.69 |
180 - 270 Days |
Liberty International Finance Ltd. |
Prime Brokerage |
PSE |
Yes |
2686962.35 |
No |
Day 12 |
Secured |
Yes |
29.67 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
CAD |
No |
Day 43 |
472899.34 |
Day 33 |
Liberty National Bank |
Fixed Income Trading |
Other Supranational |
No |
498107.47 |
Yes |
180 - 270 Days |
Secured |
Yes |
12.75 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.5 |
I.S.5: Margin Loans |
EUR |
No |
Day 1 |
2781248.32 |
271 - 364 Days |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
Other |
Yes |
2797885.12 |
Yes |
Day 7 |
Secured |
Yes |
6.99 |
| 2025-09-09 |
Liberty National Bank |
I.S.5 |
I.S.5: Margin Loans |
USD |
Yes |
Day 10 |
4513969.26 |
Day 48 |
Liberty Financial Group, Inc. |
Investment Banking Capital Markets |
Pension Fund |
No |
3778389.06 |
No |
>3 Yr <= 4 Yr |
Secured |
Yes |
11.29 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.5 |
I.S.5: Margin Loans |
USD |
No |
Day 5 |
703497.95 |
Day 10 |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
Other Supervised Non-Bank Financial Entity |
No |
642444.49 |
No |
Day 46 |
Secured |
Yes |
23.19 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.5 |
I.S.5: Margin Loans |
USD |
No |
Day 26 |
665727.54 |
Day 37 |
Liberty International Finance Ltd. |
Asset Management Services |
Central Bank |
Yes |
628480.20 |
Yes |
Day 2 |
Secured |
No |
5.49 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.5 |
I.S.5: Margin Loans |
JPY |
No |
Perpetual |
3553389.67 |
Day 32 |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Sovereign |
Yes |
3572240.41 |
Yes |
91 - 120 Days |
Secured |
No |
11.86 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
CAD |
No |
Day 44 |
3746057.67 |
61 - 67 Days |
Liberty Capital Markets Inc. |
Client Services |
MDB |
No |
3086787.46 |
Yes |
Day 51 |
Secured |
Yes |
38.37 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
CAD |
Yes |
Day 17 |
4710052.65 |
Day 25 |
Liberty Capital Markets Inc. |
Client Services |
Sovereign |
No |
5036416.47 |
No |
Day 7 |
Secured |
Yes |
37.99 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.5 |
I.S.5: Margin Loans |
EUR |
No |
Day 31 |
2130488.03 |
Day 38 |
Liberty National Bank |
Securities Financing |
MDB |
No |
1964211.23 |
Yes |
Day 33 |
Secured |
No |
11.08 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.5 |
I.S.5: Margin Loans |
GBP |
Yes |
>5 Yr |
4925388.65 |
>3 Yr <= 4 Yr |
Liberty Capital Markets Inc. |
Asset Management Services |
Non-Regulated Fund |
No |
4041824.25 |
No |
151 - 179 Days |
Secured |
Yes |
2.55 |
| 2025-09-09 |
Liberty National Bank |
I.S.5 |
I.S.5: Margin Loans |
USD |
Yes |
Day 19 |
2888631.55 |
180 - 270 Days |
Liberty International Finance Ltd. |
Fixed Income Trading |
Broker-Dealer |
No |
2516482.91 |
Yes |
Day 46 |
Secured |
No |
13.73 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.5 |
I.S.5: Margin Loans |
GBP |
No |
Day 24 |
4443456.07 |
Day 51 |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
Non-Regulated Fund |
No |
3937033.51 |
No |
Day 33 |
Secured |
Yes |
25.40 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.5 |
I.S.5: Margin Loans |
EUR |
Yes |
Day 31 |
3158104.34 |
Day 24 |
Liberty Mortgage Services Corp. |
Investment Banking Capital Markets |
Small Business |
No |
2950143.95 |
Yes |
68 - 74 Days |
Secured |
No |
40.23 |
| 2025-09-09 |
Liberty National Bank |
I.S.5 |
I.S.5: Margin Loans |
GBP |
No |
Day 13 |
2302592.90 |
Day 57 |
Liberty International Finance Ltd. |
Fixed Income Trading |
Pension Fund |
Yes |
2516817.11 |
Yes |
Day 47 |
Secured |
Yes |
19.86 |