Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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O.S.4: Collateral Swaps

Refers to transactions where non-cash assets are exchanged (e.g., collateral upgrade/downgrade trades) at the inception14 of the transaction, or a non-cash asset is lent and no collateral is received (i.e., an unsecured loan of collateral), and the assets will be returned at a future date.