| I.S.9: Synthetic Customer Longs |
Synthetic Customer Longs |
Required |
| I.U.1: Onshore Placements |
Onshore Placements |
Not Applicable |
| I.U.2: Offshore Placements |
Offshore Placements |
Not Applicable |
| I.U.3: Required Operational Balances |
Required Operational Balances |
Not Applicable |
| I.U.4: Excess Operational Balances |
Excess Operational Balances |
Not Applicable |
| I.U.5: Outstanding Draws on Unsecured Revolving Facilities |
Outstanding Draws on Unsecured Revolving Facilities |
Not Applicable |
| I.U.6: Other Loans |
Other Loans |
Not Applicable |
| I.U.7: Cash Items in the Process of Collection |
Cash Items in the Process of Collection |
Not Applicable |
| I.U.8: Short-Term Investments |
Short-Term Investments |
Not Applicable |
| O.D.1: Transactional Accounts |
Transactional Accounts |
Not Applicable |
| O.D.10: Less Stable Affiliated Sweep Account Balances |
Less Stable Affiliated Sweep Account Balances |
Not Applicable |
| O.D.11: Non-Affiliated Sweep Accounts |
Non-Affiliated Sweep Accounts |
Not Applicable |
| O.D.12: Other Product Sweep Accounts |
Other Product Sweep Accounts |
Not Applicable |
| O.D.13: Reciprocal Accounts |
Reciprocal Accounts |
Not Applicable |
| O.D.14: Other Third-Party Deposits |
Other Third-Party Deposits |
Not Applicable |
| O.D.15: Other Accounts |
Other Accounts |
Not Applicable |
| O.D.2: Non-Transactional Relationship Accounts |
Non-Transactional Relationship Accounts |
Not Applicable |
| O.D.3: Non-Transactional Non-Relationship Accounts |
Non-Transactional Non-Relationship Accounts |
Not Applicable |
| O.D.4: Operational Account Balances |
Operational Account Balances |
Not Applicable |
| O.D.5: Excess Balances in Operational Accounts |
Excess Balances in Operational Accounts |
Not Applicable |
| O.D.6: Non-Operational Account Balances |
Non-Operational Account Balances |
Not Applicable |
| O.D.7: Operational Escrow Accounts |
Operational Escrow Accounts |
Not Applicable |
| O.D.8: Non-Reciprocal Brokered Accounts |
Non-Reciprocal Brokered Accounts |
Not Applicable |
| O.D.9: Stable Affiliated Sweep Account Balances |
Stable Affiliated Sweep Account Balances |
Not Applicable |
| O.O.1: Derivative Payables |
Derivative Payables |
Not Applicable |