| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2194.93 |
Day 22 |
Yes |
142.06 |
91-180 Days |
G-3-Q |
2366.32 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
7737.92 |
Day 22 |
Yes |
650.22 |
91-180 Days |
S-5-Q |
8816.20 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8707.34 |
Day 22 |
No |
203.05 |
91-180 Days |
S-6-Q |
10258.72 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
9676.82 |
Day 22 |
Yes |
751.76 |
<7 Days |
S-7-Q |
10884.31 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34539.89 |
Day 22 |
No |
1599.04 |
91-180 Days |
E-1-Q |
38038.08 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7451.33 |
Day 22 |
Yes |
323.15 |
7-30 Days |
E-2-Q |
7629.05 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
31596.63 |
Day 22 |
No |
487.15 |
91-180 Days |
IG-1-Q |
37114.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
22485.06 |
Day 22 |
Yes |
2230.12 |
91-180 Days |
IG-2-Q |
24084.55 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
24044.84 |
Day 22 |
Yes |
379.39 |
7-30 Days |
C-1 |
22603.53 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16338.45 |
Day 22 |
Yes |
664.24 |
7-30 Days |
CB-4 |
18311.67 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4275.95 |
Day 22 |
No |
368.77 |
7-30 Days |
E-10 |
3780.91 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
26995.87 |
Day 22 |
No |
2061.30 |
91-180 Days |
E-3 |
23362.53 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11364.95 |
Day 22 |
Yes |
539.84 |
91-180 Days |
E-4 |
12860.38 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7124.34 |
Day 22 |
Yes |
222.75 |
<7 Days |
E-5 |
6057.09 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
21667.08 |
Day 22 |
Yes |
1700.19 |
31-90 Days |
E-6 |
25734.49 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29664.94 |
Day 22 |
Yes |
390.09 |
91-180 Days |
E-7 |
25373.11 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27960.44 |
Day 22 |
Yes |
770.48 |
31-90 Days |
E-8 |
27953.27 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
42524.71 |
Day 22 |
No |
3143.71 |
31-90 Days |
E-9 |
49184.04 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
36998.03 |
Day 22 |
Yes |
408.87 |
31-90 Days |
G-4 |
36658.45 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37221.48 |
Day 22 |
No |
3416.53 |
91-180 Days |
IG-3 |
32130.63 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24609.37 |
Day 22 |
Yes |
1889.57 |
<7 Days |
IG-4 |
25212.75 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3611.54 |
Day 22 |
No |
195.19 |
<7 Days |
IG-5 |
3124.88 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35635.18 |
Day 22 |
Yes |
62.08 |
<7 Days |
IG-6 |
30884.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
41609.31 |
Day 22 |
Yes |
909.51 |
31-90 Days |
IG-7 |
46329.46 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11994.89 |
Day 22 |
No |
1098.60 |
91-180 Days |
IG-8 |
13372.27 |
Full |
No |
|
Investment Banking |