| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37802.25 |
Day 19 |
No |
2013.56 |
91-180 Days |
S-1 |
45020.90 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38813.37 |
Day 19 |
Yes |
2529.27 |
<7 Days |
S-2 |
44645.66 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
26676.77 |
Day 19 |
No |
992.37 |
31-90 Days |
S-3 |
25121.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7493.47 |
Day 19 |
Yes |
698.66 |
91-180 Days |
S-4 |
6914.54 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
494.81 |
Day 19 |
No |
3.75 |
7-30 Days |
S-5 |
485.71 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6527.86 |
Day 19 |
No |
224.41 |
<7 Days |
S-6 |
6145.07 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27732.63 |
Day 19 |
Yes |
400.78 |
91-180 Days |
S-7 |
24640.39 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
24550.72 |
Day 20 |
No |
1799.68 |
91-180 Days |
A-0-Q |
24042.55 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30489.20 |
Day 20 |
Yes |
191.35 |
31-90 Days |
A-1-Q |
29148.15 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13449.44 |
Day 20 |
No |
770.23 |
91-180 Days |
A-2-Q |
12282.86 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37984.17 |
Day 20 |
Yes |
241.36 |
7-30 Days |
A-3-Q |
44953.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2589.47 |
Day 20 |
Yes |
110.10 |
91-180 Days |
A-4-Q |
2889.50 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20529.36 |
Day 20 |
No |
750.67 |
31-90 Days |
A-5-Q |
21408.11 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43296.11 |
Day 20 |
No |
1589.85 |
7-30 Days |
CB-1-Q |
46362.01 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
28622.95 |
Day 20 |
Yes |
2626.20 |
31-90 Days |
CB-2-Q |
24786.78 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4961.74 |
Day 20 |
Yes |
391.21 |
7-30 Days |
S-1-Q |
4644.19 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8300.89 |
Day 20 |
Yes |
267.81 |
7-30 Days |
S-2-Q |
9262.63 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
25916.38 |
Day 20 |
No |
2463.54 |
91-180 Days |
S-3-Q |
23457.65 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17111.22 |
Day 20 |
No |
47.17 |
<7 Days |
S-4-Q |
19661.94 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30982.26 |
Day 20 |
Yes |
138.83 |
7-30 Days |
CB-3-Q |
33829.04 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4179.98 |
Day 20 |
Yes |
95.28 |
7-30 Days |
G-1-Q |
4397.38 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24771.95 |
Day 20 |
No |
107.72 |
91-180 Days |
G-2-Q |
24209.00 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3063.94 |
Day 20 |
No |
208.60 |
<7 Days |
G-3-Q |
2575.28 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37742.42 |
Day 20 |
No |
2490.97 |
7-30 Days |
S-5-Q |
39913.76 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29577.51 |
Day 20 |
Yes |
2837.32 |
<7 Days |
S-6-Q |
33166.18 |
None |
No |
|
Trading |