| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2838.17 |
Day 17 |
No |
96.21 |
7-30 Days |
IG-4 |
3320.95 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
12460.89 |
Day 17 |
Yes |
440.31 |
<7 Days |
IG-5 |
14808.58 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4972.12 |
Day 17 |
Yes |
460.87 |
7-30 Days |
IG-6 |
5692.62 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24560.02 |
Day 17 |
Yes |
2191.57 |
31-90 Days |
IG-7 |
22617.65 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32978.32 |
Day 17 |
No |
1492.26 |
91-180 Days |
IG-8 |
33404.05 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31204.45 |
Day 17 |
No |
341.82 |
91-180 Days |
L-1 |
34554.40 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4705.67 |
Day 17 |
No |
181.87 |
<7 Days |
L-10 |
4901.34 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
17127.34 |
Day 17 |
Yes |
458.91 |
<7 Days |
L-11 |
20024.40 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6075.12 |
Day 17 |
No |
238.60 |
91-180 Days |
L-2 |
5558.05 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30251.70 |
Day 17 |
No |
258.30 |
91-180 Days |
L-3 |
27501.53 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
42324.06 |
Day 17 |
Yes |
3694.43 |
91-180 Days |
L-4 |
37704.63 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
10073.64 |
Day 17 |
No |
884.18 |
31-90 Days |
L-5 |
8543.64 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37587.59 |
Day 17 |
Yes |
721.30 |
<7 Days |
L-6 |
36798.74 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
21788.40 |
Day 17 |
Yes |
1831.09 |
7-30 Days |
L-7 |
25485.20 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13756.62 |
Day 17 |
No |
243.08 |
<7 Days |
L-8 |
14355.28 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38007.84 |
Day 17 |
No |
3446.21 |
91-180 Days |
L-9 |
39476.17 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25921.58 |
Day 17 |
Yes |
2098.88 |
<7 Days |
LC-1 |
23318.07 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6630.08 |
Day 17 |
No |
66.21 |
31-90 Days |
LC-2 |
7714.44 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17981.87 |
Day 17 |
Yes |
1760.31 |
31-90 Days |
N-1 |
19903.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
631.53 |
Day 17 |
No |
57.34 |
91-180 Days |
N-2 |
722.27 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3672.71 |
Day 17 |
No |
205.26 |
7-30 Days |
N-3 |
4373.99 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
40220.89 |
Day 17 |
Yes |
3787.90 |
91-180 Days |
N-4 |
43851.63 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
33284.59 |
Day 17 |
Yes |
97.34 |
7-30 Days |
N-5 |
39634.57 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29405.19 |
Day 17 |
No |
19.41 |
91-180 Days |
N-6 |
28769.05 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
33331.09 |
Day 17 |
No |
807.70 |
31-90 Days |
N-7 |
30188.17 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |