| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32178.53 |
Day 16 |
Yes |
1487.65 |
31-90 Days |
L-8 |
37840.61 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11126.15 |
Day 16 |
Yes |
278.03 |
7-30 Days |
L-9 |
12788.45 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
33440.72 |
Day 16 |
Yes |
1892.66 |
<7 Days |
LC-1 |
33900.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4915.77 |
Day 16 |
No |
288.88 |
31-90 Days |
LC-2 |
4603.06 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
10411.73 |
Day 16 |
No |
715.78 |
91-180 Days |
N-1 |
10450.15 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38194.93 |
Day 16 |
No |
1303.32 |
91-180 Days |
N-2 |
36295.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20542.36 |
Day 16 |
Yes |
820.85 |
91-180 Days |
N-3 |
16992.68 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
14937.42 |
Day 16 |
No |
456.41 |
91-180 Days |
N-4 |
12539.88 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
39828.63 |
Day 16 |
No |
1516.82 |
7-30 Days |
N-5 |
33054.35 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25758.71 |
Day 16 |
Yes |
1677.96 |
31-90 Days |
N-6 |
23087.62 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31400.06 |
Day 16 |
No |
1613.01 |
7-30 Days |
N-7 |
36953.01 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
28643.60 |
Day 16 |
Yes |
2070.37 |
91-180 Days |
P-1 |
28078.63 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43499.52 |
Day 16 |
Yes |
548.94 |
7-30 Days |
P-2 |
45722.75 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
19874.06 |
Day 16 |
No |
1210.27 |
91-180 Days |
S-8 |
17665.49 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24140.44 |
Day 16 |
No |
1156.87 |
7-30 Days |
Y-1 |
22990.30 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
12974.90 |
Day 16 |
Yes |
970.96 |
91-180 Days |
Y-2 |
14178.64 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16327.75 |
Day 16 |
No |
249.19 |
7-30 Days |
Y-3 |
17042.62 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22686.89 |
Day 16 |
No |
1706.23 |
7-30 Days |
Y-4 |
22697.85 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20140.97 |
Day 16 |
Yes |
59.51 |
91-180 Days |
Z-1 |
22916.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38211.51 |
Day 16 |
Yes |
2026.32 |
<7 Days |
A-2 |
35934.47 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
19404.36 |
Day 16 |
Yes |
614.51 |
7-30 Days |
A-3 |
19483.12 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38206.89 |
Day 16 |
Yes |
1801.92 |
7-30 Days |
A-4 |
34084.62 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2906.40 |
Day 16 |
No |
3.01 |
<7 Days |
A-5 |
2918.09 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29244.92 |
Day 16 |
Yes |
2157.81 |
31-90 Days |
CB-1 |
25479.12 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
21647.86 |
Day 16 |
Yes |
559.84 |
91-180 Days |
CB-2 |
19106.25 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |