| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13015.32 |
Day 15 |
No |
1299.06 |
<7 Days |
S-7 |
11143.57 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22960.64 |
Day 16 |
No |
1018.64 |
<7 Days |
A-0-Q |
24826.90 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5599.09 |
Day 16 |
No |
516.53 |
<7 Days |
A-1-Q |
6232.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
9154.50 |
Day 16 |
Yes |
86.77 |
<7 Days |
A-2-Q |
10403.38 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43434.10 |
Day 16 |
Yes |
2095.12 |
31-90 Days |
A-3-Q |
43680.65 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
18573.13 |
Day 16 |
Yes |
1063.82 |
7-30 Days |
A-4-Q |
20516.52 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8158.30 |
Day 16 |
Yes |
608.36 |
91-180 Days |
A-5-Q |
7825.46 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20388.79 |
Day 16 |
Yes |
330.40 |
<7 Days |
CB-1-Q |
16484.64 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
18865.83 |
Day 16 |
No |
744.81 |
7-30 Days |
CB-2-Q |
19677.10 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30067.59 |
Day 16 |
Yes |
2263.90 |
91-180 Days |
S-1-Q |
27464.39 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
40297.13 |
Day 16 |
Yes |
319.73 |
91-180 Days |
S-2-Q |
48065.75 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35736.74 |
Day 16 |
Yes |
3232.17 |
7-30 Days |
S-3-Q |
42477.07 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24411.64 |
Day 16 |
Yes |
1010.47 |
91-180 Days |
S-4-Q |
19996.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
39485.55 |
Day 16 |
No |
159.49 |
31-90 Days |
CB-3-Q |
37084.12 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22142.62 |
Day 16 |
No |
2045.85 |
<7 Days |
G-1-Q |
24112.73 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43185.75 |
Day 16 |
Yes |
1657.25 |
7-30 Days |
G-2-Q |
34886.67 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
39273.15 |
Day 16 |
Yes |
1279.23 |
7-30 Days |
G-3-Q |
40009.58 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35306.42 |
Day 16 |
Yes |
1063.21 |
<7 Days |
S-5-Q |
28260.71 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1294.40 |
Day 16 |
No |
71.71 |
7-30 Days |
S-6-Q |
1551.74 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30760.48 |
Day 16 |
No |
582.59 |
7-30 Days |
S-7-Q |
26384.94 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3568.89 |
Day 16 |
Yes |
227.45 |
31-90 Days |
E-1-Q |
4205.10 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38610.40 |
Day 16 |
Yes |
3377.48 |
<7 Days |
E-2-Q |
36070.34 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6606.11 |
Day 16 |
Yes |
140.18 |
31-90 Days |
IG-1-Q |
7577.69 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3868.37 |
Day 16 |
Yes |
348.30 |
91-180 Days |
IG-2-Q |
3324.85 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27845.91 |
Day 16 |
No |
54.24 |
7-30 Days |
C-1 |
28493.61 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |