| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10767.69 |
Day 58 |
No |
215.93 |
<7 Days |
S-7 |
12596.12 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36860.56 |
Day 59 |
Yes |
1428.03 |
<7 Days |
A-0-Q |
41444.04 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11291.66 |
Day 59 |
No |
360.60 |
<7 Days |
A-1-Q |
10528.92 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8890.90 |
Day 59 |
Yes |
555.38 |
31-90 Days |
A-2-Q |
9898.34 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1039.16 |
Day 59 |
Yes |
33.37 |
91-180 Days |
A-3-Q |
1001.09 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10149.87 |
Day 59 |
Yes |
540.83 |
91-180 Days |
A-4-Q |
11768.77 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30692.00 |
Day 59 |
Yes |
777.54 |
91-180 Days |
A-5-Q |
26215.70 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19906.31 |
Day 59 |
Yes |
840.83 |
<7 Days |
CB-1-Q |
20532.40 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
28712.07 |
Day 59 |
No |
2243.52 |
<7 Days |
CB-2-Q |
24437.31 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7147.25 |
Day 59 |
Yes |
706.30 |
91-180 Days |
S-1-Q |
6697.38 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23966.62 |
Day 59 |
Yes |
1792.24 |
7-30 Days |
S-2-Q |
24716.80 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
129.39 |
Day 59 |
Yes |
5.63 |
31-90 Days |
S-3-Q |
118.04 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27802.86 |
Day 59 |
No |
2028.17 |
7-30 Days |
S-4-Q |
23758.60 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30008.91 |
Day 59 |
Yes |
661.78 |
31-90 Days |
CB-3-Q |
24814.74 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17911.24 |
Day 59 |
No |
99.67 |
31-90 Days |
G-1-Q |
19645.90 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40405.29 |
Day 59 |
No |
3436.12 |
91-180 Days |
G-2-Q |
35438.03 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37455.19 |
Day 59 |
Yes |
840.09 |
31-90 Days |
G-3-Q |
30441.27 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32904.45 |
Day 59 |
Yes |
1133.91 |
7-30 Days |
S-5-Q |
29934.04 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38296.86 |
Day 59 |
No |
2162.71 |
7-30 Days |
S-6-Q |
42654.67 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21295.61 |
Day 59 |
No |
1636.93 |
31-90 Days |
S-7-Q |
23304.43 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23702.88 |
Day 59 |
Yes |
459.86 |
91-180 Days |
E-1-Q |
19280.77 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39611.46 |
Day 59 |
No |
580.96 |
7-30 Days |
E-2-Q |
43142.24 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1267.02 |
Day 59 |
Yes |
14.76 |
7-30 Days |
IG-1-Q |
1279.65 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41465.80 |
Day 59 |
Yes |
2080.55 |
91-180 Days |
IG-2-Q |
41253.56 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
0.69 |
Day 59 |
No |
0.03 |
<7 Days |
C-1 |
0.72 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |