| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42577.93 |
Day 58 |
Yes |
29.78 |
91-180 Days |
Y-1 |
41872.74 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
33366.15 |
Day 58 |
No |
1397.17 |
91-180 Days |
Y-2 |
31089.50 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23543.52 |
Day 58 |
Yes |
174.25 |
91-180 Days |
Y-3 |
21748.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42345.55 |
Day 58 |
Yes |
601.16 |
<7 Days |
Y-4 |
42599.52 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26355.65 |
Day 58 |
No |
1295.86 |
7-30 Days |
Z-1 |
27898.07 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29742.12 |
Day 58 |
Yes |
1971.13 |
31-90 Days |
A-2 |
25185.46 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41244.32 |
Day 58 |
Yes |
2454.56 |
<7 Days |
A-3 |
47178.43 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23718.05 |
Day 58 |
Yes |
719.74 |
<7 Days |
A-4 |
21723.20 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16171.30 |
Day 58 |
No |
1199.31 |
31-90 Days |
A-5 |
14599.45 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19038.15 |
Day 58 |
No |
1044.90 |
91-180 Days |
CB-1 |
18915.60 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41578.25 |
Day 58 |
Yes |
2935.54 |
31-90 Days |
CB-2 |
49599.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17026.94 |
Day 58 |
Yes |
447.21 |
31-90 Days |
CB-3 |
14452.31 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17975.82 |
Day 58 |
No |
256.91 |
91-180 Days |
E-1 |
16620.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41463.75 |
Day 58 |
No |
957.18 |
91-180 Days |
E-2 |
35347.28 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20931.75 |
Day 58 |
No |
935.86 |
7-30 Days |
G-1 |
17257.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42834.44 |
Day 58 |
No |
3093.04 |
31-90 Days |
G-2 |
41408.80 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17961.66 |
Day 58 |
Yes |
1574.68 |
31-90 Days |
G-3 |
17303.95 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39113.29 |
Day 58 |
Yes |
2003.44 |
<7 Days |
IG-1 |
42695.40 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15375.76 |
Day 58 |
Yes |
1197.99 |
7-30 Days |
IG-2 |
14164.73 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3890.90 |
Day 58 |
No |
175.21 |
7-30 Days |
S-1 |
4472.86 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39466.45 |
Day 58 |
Yes |
1365.29 |
<7 Days |
S-2 |
35400.47 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39507.08 |
Day 58 |
Yes |
1884.27 |
7-30 Days |
S-3 |
43682.39 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12672.76 |
Day 58 |
No |
1008.36 |
<7 Days |
S-4 |
11930.42 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11336.16 |
Day 58 |
Yes |
252.52 |
91-180 Days |
S-5 |
9846.32 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32724.08 |
Day 58 |
No |
1232.46 |
<7 Days |
S-6 |
34086.39 |
Full |
No |
|
Trading |