| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13252.03 |
Day 58 |
Yes |
659.11 |
91-180 Days |
IG-7 |
12354.28 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43307.83 |
Day 58 |
Yes |
2376.55 |
91-180 Days |
IG-8 |
51412.82 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41015.00 |
Day 58 |
Yes |
558.25 |
31-90 Days |
L-1 |
46712.92 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36137.32 |
Day 58 |
Yes |
2964.78 |
7-30 Days |
L-10 |
35381.60 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33021.50 |
Day 58 |
Yes |
757.79 |
31-90 Days |
L-11 |
36320.29 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29879.64 |
Day 58 |
No |
1517.51 |
31-90 Days |
L-2 |
28594.20 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43741.61 |
Day 58 |
Yes |
256.55 |
91-180 Days |
L-3 |
49292.76 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11501.54 |
Day 58 |
Yes |
308.06 |
91-180 Days |
L-4 |
12518.11 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27515.19 |
Day 58 |
No |
1078.47 |
<7 Days |
L-5 |
24198.52 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40439.78 |
Day 58 |
No |
1027.26 |
<7 Days |
L-6 |
42943.95 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
844.78 |
Day 58 |
Yes |
35.20 |
7-30 Days |
L-7 |
778.42 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41849.58 |
Day 58 |
No |
2365.57 |
7-30 Days |
L-8 |
45454.85 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29055.67 |
Day 58 |
Yes |
2716.07 |
91-180 Days |
L-9 |
31276.07 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26735.21 |
Day 58 |
Yes |
2568.47 |
7-30 Days |
LC-1 |
25452.77 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20117.07 |
Day 58 |
Yes |
288.27 |
91-180 Days |
LC-2 |
18232.14 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41381.79 |
Day 58 |
No |
2515.01 |
91-180 Days |
N-1 |
43548.58 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
6244.13 |
Day 58 |
No |
54.38 |
<7 Days |
N-2 |
5375.78 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39447.41 |
Day 58 |
No |
2525.16 |
7-30 Days |
N-3 |
44746.51 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16407.42 |
Day 58 |
Yes |
1527.65 |
<7 Days |
N-4 |
14893.45 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27677.76 |
Day 58 |
No |
2630.82 |
91-180 Days |
N-5 |
22943.67 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4899.29 |
Day 58 |
No |
104.20 |
<7 Days |
N-6 |
5749.08 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2341.96 |
Day 58 |
No |
131.15 |
<7 Days |
N-7 |
2090.05 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37409.93 |
Day 58 |
No |
2280.81 |
<7 Days |
P-1 |
30204.31 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15582.02 |
Day 58 |
Yes |
1297.55 |
91-180 Days |
P-2 |
16917.83 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22644.21 |
Day 58 |
No |
1602.30 |
91-180 Days |
S-8 |
22413.38 |
None |
No |
|
Trading |