| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11411.67 |
Day 57 |
No |
1026.31 |
31-90 Days |
G-1 |
12138.30 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20338.82 |
Day 57 |
No |
572.30 |
<7 Days |
G-2 |
17604.97 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
960.30 |
Day 57 |
Yes |
43.72 |
<7 Days |
G-3 |
799.87 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38212.60 |
Day 57 |
No |
3098.54 |
31-90 Days |
IG-1 |
45105.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23651.32 |
Day 57 |
Yes |
1107.32 |
31-90 Days |
IG-2 |
26204.91 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
28310.15 |
Day 57 |
No |
2217.41 |
91-180 Days |
S-1 |
30545.45 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
37727.41 |
Day 57 |
Yes |
3586.49 |
91-180 Days |
S-2 |
39756.00 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34717.38 |
Day 57 |
Yes |
3107.41 |
91-180 Days |
S-3 |
36697.83 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41250.43 |
Day 57 |
No |
488.41 |
31-90 Days |
S-4 |
37675.07 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15718.10 |
Day 57 |
Yes |
1431.34 |
91-180 Days |
S-5 |
14366.82 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23964.49 |
Day 57 |
Yes |
100.78 |
7-30 Days |
S-6 |
21879.60 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1148.13 |
Day 57 |
Yes |
108.60 |
91-180 Days |
S-7 |
1274.31 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13494.26 |
Day 58 |
Yes |
1099.71 |
31-90 Days |
A-0-Q |
11551.21 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5816.49 |
Day 58 |
Yes |
275.37 |
91-180 Days |
A-1-Q |
5839.65 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39998.45 |
Day 58 |
Yes |
636.63 |
7-30 Days |
A-2-Q |
41459.55 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9321.06 |
Day 58 |
No |
528.98 |
<7 Days |
A-3-Q |
9638.49 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29124.98 |
Day 58 |
No |
2859.38 |
7-30 Days |
A-4-Q |
31049.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27496.05 |
Day 58 |
Yes |
1520.03 |
91-180 Days |
A-5-Q |
28282.00 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35665.07 |
Day 58 |
No |
1534.94 |
31-90 Days |
CB-1-Q |
32331.30 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39420.02 |
Day 58 |
Yes |
2638.97 |
31-90 Days |
CB-2-Q |
35730.61 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12824.01 |
Day 58 |
No |
754.04 |
7-30 Days |
S-1-Q |
11160.61 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27782.59 |
Day 58 |
No |
1803.14 |
31-90 Days |
S-2-Q |
30941.28 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29709.57 |
Day 58 |
Yes |
2930.29 |
<7 Days |
S-3-Q |
29586.86 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3236.65 |
Day 58 |
No |
190.22 |
7-30 Days |
S-4-Q |
2840.52 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34960.78 |
Day 58 |
Yes |
2083.31 |
31-90 Days |
CB-3-Q |
34274.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |