| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32538.19 |
Day 57 |
Yes |
1958.77 |
7-30 Days |
A-2-Q |
36143.79 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17528.97 |
Day 57 |
Yes |
1275.60 |
91-180 Days |
A-3-Q |
19187.67 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3002.04 |
Day 57 |
Yes |
196.89 |
<7 Days |
A-4-Q |
2911.97 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11206.22 |
Day 57 |
No |
83.67 |
31-90 Days |
A-5-Q |
9745.98 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40576.11 |
Day 57 |
No |
295.82 |
31-90 Days |
CB-1-Q |
38742.92 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
33338.76 |
Day 57 |
Yes |
59.97 |
<7 Days |
CB-2-Q |
29566.32 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33800.90 |
Day 57 |
Yes |
3231.79 |
<7 Days |
S-1-Q |
29078.97 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1191.01 |
Day 57 |
No |
6.01 |
31-90 Days |
S-2-Q |
1065.78 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10330.90 |
Day 57 |
Yes |
741.08 |
31-90 Days |
S-3-Q |
9281.45 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38548.56 |
Day 57 |
Yes |
749.81 |
<7 Days |
S-4-Q |
33981.65 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
37989.07 |
Day 57 |
Yes |
2986.78 |
<7 Days |
CB-3-Q |
35721.83 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30420.80 |
Day 57 |
Yes |
845.72 |
91-180 Days |
G-1-Q |
32527.40 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9187.99 |
Day 57 |
Yes |
261.86 |
<7 Days |
G-2-Q |
10584.48 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35072.67 |
Day 57 |
Yes |
2257.56 |
91-180 Days |
G-3-Q |
41706.94 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22521.75 |
Day 57 |
No |
1902.32 |
7-30 Days |
S-5-Q |
22643.61 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11805.05 |
Day 57 |
No |
445.04 |
91-180 Days |
S-6-Q |
12856.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11191.66 |
Day 57 |
Yes |
761.52 |
31-90 Days |
S-7-Q |
10844.58 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9808.61 |
Day 57 |
No |
853.93 |
<7 Days |
E-1-Q |
8447.57 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12866.84 |
Day 57 |
Yes |
361.96 |
91-180 Days |
E-2-Q |
12464.97 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16598.33 |
Day 57 |
Yes |
1302.85 |
7-30 Days |
IG-1-Q |
13930.37 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36593.62 |
Day 57 |
No |
1540.98 |
91-180 Days |
IG-2-Q |
33722.84 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17750.86 |
Day 57 |
Yes |
1000.39 |
<7 Days |
C-1 |
14621.93 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
28311.97 |
Day 57 |
Yes |
349.99 |
91-180 Days |
CB-4 |
28811.92 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9941.54 |
Day 57 |
Yes |
419.77 |
7-30 Days |
E-10 |
9363.15 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5652.79 |
Day 57 |
No |
60.28 |
91-180 Days |
E-3 |
6369.58 |
None |
No |
|
Investment Banking |