| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21248.98 |
Day 56 |
No |
270.30 |
31-90 Days |
Y-4 |
20443.63 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29925.94 |
Day 56 |
No |
363.13 |
<7 Days |
Z-1 |
31932.27 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13690.83 |
Day 56 |
No |
863.30 |
<7 Days |
A-2 |
12974.65 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41045.76 |
Day 56 |
No |
1866.14 |
91-180 Days |
A-3 |
34750.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11511.41 |
Day 56 |
Yes |
506.75 |
91-180 Days |
A-4 |
11957.21 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16284.80 |
Day 56 |
Yes |
1021.41 |
<7 Days |
A-5 |
18055.45 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
34782.90 |
Day 56 |
Yes |
1324.06 |
<7 Days |
CB-1 |
32169.13 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36240.40 |
Day 56 |
Yes |
2631.23 |
31-90 Days |
CB-2 |
36766.27 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36429.26 |
Day 56 |
No |
246.83 |
91-180 Days |
CB-3 |
30696.74 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20350.91 |
Day 56 |
Yes |
523.83 |
<7 Days |
E-1 |
23970.82 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37574.76 |
Day 56 |
No |
342.18 |
<7 Days |
E-2 |
30205.95 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5939.14 |
Day 56 |
Yes |
272.97 |
91-180 Days |
G-1 |
6364.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7594.35 |
Day 56 |
Yes |
317.32 |
31-90 Days |
G-2 |
6301.80 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31241.23 |
Day 56 |
Yes |
1777.63 |
91-180 Days |
G-3 |
30158.78 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39462.89 |
Day 56 |
Yes |
3468.31 |
91-180 Days |
IG-1 |
41491.99 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
6252.73 |
Day 56 |
No |
516.14 |
91-180 Days |
IG-2 |
6577.91 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42848.91 |
Day 56 |
Yes |
1279.97 |
91-180 Days |
S-1 |
42648.71 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9643.87 |
Day 56 |
Yes |
798.45 |
<7 Days |
S-2 |
7763.00 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32835.61 |
Day 56 |
No |
1951.87 |
31-90 Days |
S-3 |
34325.25 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6465.22 |
Day 56 |
No |
116.30 |
7-30 Days |
S-4 |
7494.71 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2812.10 |
Day 56 |
No |
71.09 |
<7 Days |
S-5 |
2863.02 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40200.57 |
Day 56 |
No |
2458.67 |
<7 Days |
S-6 |
39112.75 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25467.81 |
Day 56 |
No |
2089.49 |
7-30 Days |
S-7 |
25470.04 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11503.67 |
Day 57 |
No |
1022.05 |
<7 Days |
A-0-Q |
13156.45 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18989.21 |
Day 57 |
No |
683.02 |
<7 Days |
A-1-Q |
15238.53 |
Partial |
No |
|
Wholesale Lending |