| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30744.10 |
Day 33 |
Yes |
1208.99 |
31-90 Days |
IG-5 |
35044.46 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
41505.66 |
Day 33 |
Yes |
170.87 |
91-180 Days |
IG-6 |
49384.00 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
33373.47 |
Day 33 |
No |
2934.90 |
91-180 Days |
IG-7 |
28645.77 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17060.65 |
Day 33 |
No |
304.93 |
7-30 Days |
IG-8 |
18487.48 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
17486.47 |
Day 33 |
Yes |
1605.48 |
31-90 Days |
L-1 |
19419.68 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35427.40 |
Day 33 |
No |
1853.60 |
91-180 Days |
L-10 |
37914.74 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4758.97 |
Day 33 |
Yes |
432.77 |
91-180 Days |
L-11 |
4407.39 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
41550.79 |
Day 33 |
Yes |
1738.16 |
91-180 Days |
L-2 |
34681.90 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
33673.03 |
Day 33 |
No |
411.24 |
31-90 Days |
L-3 |
37573.55 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42212.86 |
Day 33 |
Yes |
2542.05 |
<7 Days |
L-4 |
35577.07 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
28611.14 |
Day 33 |
Yes |
2147.01 |
91-180 Days |
L-5 |
30442.04 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
9767.25 |
Day 33 |
Yes |
7.52 |
<7 Days |
L-6 |
11354.88 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
41543.15 |
Day 33 |
Yes |
1080.48 |
31-90 Days |
L-7 |
43470.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
1849.47 |
Day 33 |
Yes |
42.37 |
<7 Days |
L-8 |
2062.60 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
10753.39 |
Day 33 |
Yes |
380.14 |
31-90 Days |
L-9 |
10110.61 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
5586.90 |
Day 33 |
No |
58.00 |
7-30 Days |
LC-1 |
6174.56 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
36347.40 |
Day 33 |
Yes |
2903.84 |
91-180 Days |
LC-2 |
31530.30 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38387.61 |
Day 33 |
Yes |
3.72 |
<7 Days |
N-1 |
44582.36 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14371.12 |
Day 33 |
No |
750.87 |
31-90 Days |
N-2 |
14029.20 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
35576.93 |
Day 33 |
Yes |
2852.70 |
31-90 Days |
N-3 |
30328.40 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4431.50 |
Day 33 |
Yes |
442.79 |
<7 Days |
N-4 |
5104.95 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
32259.91 |
Day 33 |
No |
1867.06 |
<7 Days |
N-5 |
26825.75 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
39393.91 |
Day 33 |
Yes |
3849.09 |
31-90 Days |
N-6 |
31796.61 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13397.23 |
Day 33 |
Yes |
9.20 |
<7 Days |
N-7 |
11491.87 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8692.13 |
Day 33 |
Yes |
164.41 |
7-30 Days |
P-1 |
8548.39 |
Partial |
No |
|
Wholesale Lending |