| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 24 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
913907.17 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 25 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
176624.20 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 26 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
19944.32 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 27 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2098544.61 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 28 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
2013287.52 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 29 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
2369429.34 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 30 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3723511.94 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 31 |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
3401191.88 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 32 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3815823.59 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 33 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
942652.57 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 34 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
1441502.02 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 35 |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
706275.34 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 36 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
3887114.11 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 37 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1879332.82 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 38 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2319685.75 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 39 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
3470529.12 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 40 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2496209.29 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 41 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
293774.14 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 42 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
311322.60 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 43 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
823379.90 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 44 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2556242.10 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 45 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
4094306.32 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 46 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2964721.07 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 47 |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
3272957.80 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 48 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
2641692.46 |
|
|
|
Yes |
None |