Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >3 Yr <= 4 Yr None Broker-Dealer 317242.25 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >4 Yr <= 5 Yr None Liberty Wealth Management LLC Broker-Dealer 2290565.70 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >5 Yr None Liberty Mortgage Services Corp. Broker-Dealer 1079911.59 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Perpetual None Broker-Dealer 727184.74 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Open None Liberty Mortgage Services Corp. Investment Company or Advisor 2343517.01 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 1 None Liberty National Bank Investment Company or Advisor 3058083.56 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 2 None Investment Company or Advisor 4508375.09 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 3 None Liberty National Bank Investment Company or Advisor 4167256.75 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 4 None Investment Company or Advisor 4384472.20 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 5 None Liberty National Bank Investment Company or Advisor 4173191.04 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 6 None Liberty Mortgage Services Corp. Investment Company or Advisor 2122463.73 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 7 None Liberty Mortgage Services Corp. Investment Company or Advisor 2043390.26 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 8 None Investment Company or Advisor 3249345.97 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 9 None Investment Company or Advisor 1005073.42 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 10 None Investment Company or Advisor 1740848.39 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 11 None Liberty Wealth Management LLC Investment Company or Advisor 3771968.92 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 12 None Liberty International Finance Ltd. Investment Company or Advisor 3274826.94 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 13 None Investment Company or Advisor 1575189.28 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 14 None Liberty Wealth Management LLC Investment Company or Advisor 4340355.24 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 15 None Investment Company or Advisor 2739526.71 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 16 None Liberty Mortgage Services Corp. Investment Company or Advisor 2675488.46 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 17 None Investment Company or Advisor 1329552.78 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 18 None Liberty Wealth Management LLC Investment Company or Advisor 325683.54 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 19 None Investment Company or Advisor 4505987.04 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 20 None Liberty International Finance Ltd. Investment Company or Advisor 3245678.14 Yes None