Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >5 Yr None Liberty International Finance Ltd. Pension Fund 1948523.91 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Perpetual None Pension Fund 3115020.17 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Open None Bank 626105.01 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 1 None Bank 2678752.79 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 2 None Liberty Mortgage Services Corp. Bank 871608.48 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 3 None Liberty Mortgage Services Corp. Bank 779204.74 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 4 None Liberty Wealth Management LLC Bank 1897228.97 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 5 None Bank 3823112.54 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 6 None Bank 3523623.94 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 7 None Liberty International Finance Ltd. Bank 1636538.80 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 8 None Bank 144691.98 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 9 None Liberty Mortgage Services Corp. Bank 3338488.02 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 10 None Bank 1377927.90 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 11 None Liberty Wealth Management LLC Bank 981135.77 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 12 None Liberty Mortgage Services Corp. Bank 1977983.75 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 13 None Bank 1209894.56 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 14 None Liberty National Bank Bank 1911278.64 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 15 None Liberty National Bank Bank 2661047.74 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 16 None Bank 1842489.44 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 17 None Bank 685148.66 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 18 None Bank 3773708.00 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 19 None Bank 4520542.75 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 20 None Liberty Mortgage Services Corp. Bank 4104382.70 Yes None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 21 None Bank 1116775.26 No None
2025-10-09 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 22 None Liberty Wealth Management LLC Bank 2375798.98 Yes None