| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 17 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
320851.25 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 18 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
4085383.40 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 19 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
2196027.27 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 20 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
3430876.56 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 21 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1190607.93 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 22 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
2816594.03 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 23 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
960569.06 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 24 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3703776.59 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 25 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2577266.21 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 26 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3412941.97 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 27 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
3455453.88 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 28 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
1427873.19 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 29 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
918724.28 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 30 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
224893.91 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 31 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4296816.19 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 32 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1314172.95 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 33 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
195680.36 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 34 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2858262.78 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 35 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
100028.23 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 36 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
2998215.43 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 37 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
21421.48 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 38 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3825577.91 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 39 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4542205.32 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 40 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1896087.76 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty Capital Markets Inc. |
I.U.1 |
Onshore Placements |
USD |
|
Day 41 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
3099683.08 |
|
|
|
Yes |
None |