| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
101711.28 |
Day 24 |
No |
1543.30 |
<7 Days |
A-2-Q |
108315.08 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
96621.78 |
Day 24 |
Yes |
483.37 |
7-30 Days |
A-3-Q |
101733.34 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
102141.16 |
Day 24 |
Yes |
4132.48 |
7-30 Days |
A-4-Q |
98407.52 |
Yes |
T+0 |
No |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
48686.03 |
Day 24 |
No |
1233.63 |
31-90 Days |
A-5-Q |
48625.92 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
124399.84 |
Day 24 |
Yes |
2494.32 |
<7 Days |
CB-1-Q |
122080.66 |
Yes |
T+0 |
Yes |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
73883.42 |
Day 24 |
Yes |
1476.53 |
<7 Days |
CB-2-Q |
81107.27 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
65450.96 |
Day 24 |
Yes |
2688.44 |
31-90 Days |
S-1-Q |
67329.16 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
92548.05 |
Day 24 |
Yes |
3884.80 |
31-90 Days |
S-2-Q |
91368.59 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
117169.46 |
Day 24 |
No |
714.65 |
<7 Days |
S-3-Q |
105650.80 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
91182.31 |
Day 24 |
No |
3307.58 |
7-30 Days |
S-4-Q |
88194.86 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
35451.05 |
Day 24 |
No |
957.24 |
31-90 Days |
CB-3-Q |
33094.80 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
101230.52 |
Day 24 |
No |
1340.54 |
31-90 Days |
G-1-Q |
104567.93 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
38895.69 |
Day 24 |
No |
317.29 |
7-30 Days |
G-2-Q |
38868.05 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
21824.68 |
Day 24 |
Yes |
719.61 |
7-30 Days |
G-3-Q |
23722.11 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
43301.43 |
Day 24 |
Yes |
1715.06 |
31-90 Days |
S-5-Q |
42612.70 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
11321.18 |
Day 24 |
Yes |
66.93 |
31-90 Days |
S-6-Q |
11282.15 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
123013.37 |
Day 24 |
Yes |
5892.54 |
7-30 Days |
S-7-Q |
129976.17 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
42102.23 |
Day 24 |
Yes |
1542.06 |
<7 Days |
E-1-Q |
43843.12 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
20404.26 |
Day 24 |
No |
917.67 |
<7 Days |
E-2-Q |
20480.16 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
87425.31 |
Day 24 |
No |
373.87 |
31-90 Days |
IG-1-Q |
92413.27 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
62360.55 |
Day 24 |
No |
1247.13 |
<7 Days |
IG-2-Q |
60859.83 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
32274.17 |
Day 24 |
No |
1407.03 |
<7 Days |
C-1 |
31904.62 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
35174.15 |
Day 24 |
No |
796.43 |
31-90 Days |
CB-4 |
38019.93 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
68230.81 |
Day 24 |
Yes |
1184.47 |
7-30 Days |
E-10 |
61622.94 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
38902.62 |
Day 24 |
No |
1127.83 |
7-30 Days |
E-3 |
39744.38 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |