| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
121994.95 |
Day 22 |
Yes |
669.24 |
31-90 Days |
A-5-Q |
125744.52 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
48287.91 |
Day 22 |
No |
1675.43 |
<7 Days |
CB-1-Q |
53002.12 |
No |
T+2 |
Yes |
Yes |
Liberty International Finance Ltd. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
94387.49 |
Day 22 |
No |
1391.25 |
<7 Days |
CB-2-Q |
102964.06 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
9859.81 |
Day 22 |
No |
468.87 |
31-90 Days |
S-1-Q |
9050.38 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
91223.46 |
Day 22 |
No |
4034.32 |
<7 Days |
S-2-Q |
82785.19 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
42318.45 |
Day 22 |
Yes |
1340.01 |
31-90 Days |
S-3-Q |
45719.49 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
9968.28 |
Day 22 |
Yes |
92.59 |
7-30 Days |
S-4-Q |
10802.68 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
12590.45 |
Day 22 |
No |
69.73 |
7-30 Days |
CB-3-Q |
13455.41 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
103056.71 |
Day 22 |
No |
2184.49 |
31-90 Days |
G-1-Q |
95908.99 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
81506.27 |
Day 22 |
No |
2905.88 |
31-90 Days |
G-2-Q |
87327.55 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
87755.24 |
Day 22 |
No |
2463.03 |
7-30 Days |
G-3-Q |
83158.47 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
18596.14 |
Day 22 |
Yes |
581.52 |
31-90 Days |
S-5-Q |
17345.31 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
54690.43 |
Day 22 |
Yes |
344.78 |
7-30 Days |
S-6-Q |
59577.38 |
Yes |
T+0 |
No |
Yes |
Liberty International Finance Ltd. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
75298.73 |
Day 22 |
No |
2101.53 |
31-90 Days |
S-7-Q |
80319.39 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
67870.38 |
Day 22 |
No |
992.43 |
7-30 Days |
E-1-Q |
67585.35 |
No |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
8686.03 |
Day 22 |
No |
132.54 |
7-30 Days |
E-2-Q |
9467.96 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
113173.99 |
Day 22 |
No |
3328.43 |
<7 Days |
IG-1-Q |
111066.99 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
25123.07 |
Day 22 |
Yes |
866.39 |
<7 Days |
IG-2-Q |
25278.75 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
29695.11 |
Day 22 |
No |
530.60 |
<7 Days |
C-1 |
31440.72 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
46232.77 |
Day 22 |
Yes |
1200.50 |
7-30 Days |
CB-4 |
43109.68 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
819.28 |
Day 22 |
Yes |
39.48 |
7-30 Days |
E-10 |
827.03 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
106537.74 |
Day 22 |
No |
3341.45 |
7-30 Days |
E-3 |
110575.89 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
19961.99 |
Day 22 |
No |
300.52 |
<7 Days |
E-4 |
18161.33 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
87534.21 |
Day 22 |
No |
3315.70 |
7-30 Days |
E-5 |
92619.62 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
5659.16 |
Day 22 |
No |
158.87 |
<7 Days |
E-6 |
5847.46 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |