| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
65681.77 |
Day 15 |
No |
1071.00 |
<7 Days |
A-3-Q |
64895.72 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
122893.28 |
Day 15 |
Yes |
2333.72 |
31-90 Days |
A-4-Q |
112551.30 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
85232.97 |
Day 15 |
Yes |
1071.56 |
7-30 Days |
A-5-Q |
84888.62 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
104515.88 |
Day 15 |
No |
836.28 |
7-30 Days |
CB-1-Q |
114136.45 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
17799.93 |
Day 15 |
Yes |
442.35 |
<7 Days |
CB-2-Q |
17880.72 |
Yes |
T+0 |
No |
Yes |
Liberty International Finance Ltd. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
44824.66 |
Day 15 |
Yes |
627.15 |
7-30 Days |
S-1-Q |
40480.20 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
104015.78 |
Day 15 |
Yes |
4692.36 |
7-30 Days |
S-2-Q |
109919.34 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
44744.94 |
Day 15 |
No |
1072.89 |
31-90 Days |
S-3-Q |
45850.77 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
85654.35 |
Day 15 |
Yes |
3151.64 |
7-30 Days |
S-4-Q |
78872.04 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
20089.79 |
Day 15 |
Yes |
69.28 |
<7 Days |
CB-3-Q |
21289.73 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
92512.95 |
Day 15 |
No |
3300.58 |
31-90 Days |
G-1-Q |
83689.97 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
32911.83 |
Day 15 |
No |
1451.05 |
7-30 Days |
G-2-Q |
34685.31 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
50018.90 |
Day 15 |
Yes |
774.16 |
31-90 Days |
G-3-Q |
48715.93 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
14723.25 |
Day 15 |
Yes |
474.22 |
31-90 Days |
S-5-Q |
16012.55 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
98051.45 |
Day 15 |
Yes |
2841.20 |
<7 Days |
S-6-Q |
104143.11 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
27834.26 |
Day 15 |
No |
1294.17 |
7-30 Days |
S-7-Q |
26065.84 |
Yes |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
22701.61 |
Day 15 |
Yes |
2.55 |
<7 Days |
E-1-Q |
24723.31 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
111967.84 |
Day 15 |
No |
2584.27 |
<7 Days |
E-2-Q |
115416.49 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
43374.27 |
Day 15 |
No |
844.67 |
7-30 Days |
IG-1-Q |
39573.83 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
62437.67 |
Day 15 |
No |
1695.67 |
7-30 Days |
IG-2-Q |
68566.61 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
122949.31 |
Day 15 |
Yes |
5590.20 |
31-90 Days |
C-1 |
123443.86 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
17505.76 |
Day 15 |
No |
678.35 |
7-30 Days |
CB-4 |
15941.45 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
36421.01 |
Day 15 |
No |
1795.14 |
<7 Days |
E-10 |
39014.11 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
34548.06 |
Day 15 |
No |
538.89 |
31-90 Days |
E-3 |
31657.95 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
62574.92 |
Day 15 |
No |
1548.67 |
<7 Days |
E-4 |
60592.56 |
No |
T+2 |
No |
No |
|
Treasury |