| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7833.21 |
Day 60 |
Yes |
261.73 |
31-90 Days |
CB-1-Q |
7272.90 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15459.44 |
Day 60 |
Yes |
594.30 |
<7 Days |
CB-2-Q |
16612.50 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11716.66 |
Day 60 |
No |
20.84 |
31-90 Days |
S-1-Q |
12735.47 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9756.65 |
Day 60 |
No |
342.12 |
<7 Days |
S-2-Q |
9681.23 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16227.87 |
Day 60 |
No |
627.56 |
31-90 Days |
S-3-Q |
14952.99 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11587.17 |
Day 60 |
No |
520.18 |
<7 Days |
S-4-Q |
12446.74 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9737.08 |
Day 60 |
No |
369.63 |
<7 Days |
CB-3-Q |
9285.99 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9322.08 |
Day 60 |
Yes |
74.30 |
7-30 Days |
G-1-Q |
9670.38 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13490.91 |
Day 60 |
No |
475.00 |
<7 Days |
G-2-Q |
13017.35 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8528.38 |
Day 60 |
Yes |
58.96 |
31-90 Days |
G-3-Q |
9163.32 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12268.20 |
Day 60 |
No |
100.97 |
7-30 Days |
S-5-Q |
12360.83 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4471.26 |
Day 60 |
Yes |
43.72 |
31-90 Days |
S-6-Q |
4865.89 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3360.36 |
Day 60 |
Yes |
165.93 |
7-30 Days |
S-7-Q |
3482.69 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1595.78 |
Day 60 |
Yes |
18.08 |
7-30 Days |
E-1-Q |
1609.54 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9779.17 |
Day 60 |
No |
3.89 |
31-90 Days |
E-2-Q |
9366.96 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12879.74 |
Day 60 |
Yes |
349.54 |
31-90 Days |
IG-1-Q |
13106.72 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15469.09 |
Day 60 |
Yes |
155.33 |
7-30 Days |
IG-2-Q |
14100.10 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13905.35 |
Day 60 |
Yes |
514.06 |
<7 Days |
C-1 |
14274.38 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5440.14 |
Day 60 |
No |
181.56 |
<7 Days |
CB-4 |
4950.88 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
813.46 |
Day 60 |
No |
8.66 |
7-30 Days |
E-10 |
841.81 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15910.89 |
Day 60 |
Yes |
549.91 |
31-90 Days |
E-3 |
15553.99 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3482.32 |
Day 60 |
Yes |
64.66 |
7-30 Days |
E-4 |
3282.15 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15965.86 |
Day 60 |
Yes |
235.88 |
7-30 Days |
E-5 |
17171.98 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8863.20 |
Day 60 |
Yes |
425.50 |
<7 Days |
E-6 |
9453.95 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4069.56 |
Day 60 |
No |
29.53 |
<7 Days |
E-7 |
4076.63 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |