| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15713.61 |
Day 59 |
Yes |
170.92 |
31-90 Days |
A-4 |
15787.61 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6828.98 |
Day 59 |
Yes |
273.07 |
31-90 Days |
A-5 |
6855.78 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13055.32 |
Day 59 |
Yes |
414.97 |
7-30 Days |
CB-1 |
14064.68 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10118.35 |
Day 59 |
No |
469.44 |
<7 Days |
CB-2 |
9239.65 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10991.29 |
Day 59 |
Yes |
430.55 |
31-90 Days |
CB-3 |
11765.93 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7795.75 |
Day 59 |
Yes |
266.94 |
7-30 Days |
E-1 |
7082.51 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11039.38 |
Day 59 |
Yes |
59.77 |
<7 Days |
E-2 |
10507.47 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8338.55 |
Day 59 |
Yes |
121.39 |
31-90 Days |
G-1 |
7877.07 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11765.82 |
Day 59 |
No |
216.83 |
<7 Days |
G-2 |
11361.91 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9116.65 |
Day 59 |
No |
23.17 |
<7 Days |
G-3 |
8890.02 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8156.02 |
Day 59 |
No |
349.89 |
31-90 Days |
IG-1 |
7796.61 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4295.55 |
Day 59 |
Yes |
69.22 |
31-90 Days |
IG-2 |
4659.08 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14769.58 |
Day 59 |
Yes |
518.10 |
31-90 Days |
S-1 |
15831.02 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9636.62 |
Day 59 |
Yes |
181.19 |
<7 Days |
S-2 |
10391.59 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11135.72 |
Day 59 |
No |
136.66 |
7-30 Days |
S-3 |
10723.96 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10286.44 |
Day 59 |
Yes |
140.78 |
31-90 Days |
S-4 |
11269.72 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10129.82 |
Day 59 |
No |
429.22 |
7-30 Days |
S-5 |
10187.23 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13779.76 |
Day 59 |
No |
545.52 |
<7 Days |
S-6 |
13554.42 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1234.66 |
Day 59 |
Yes |
5.54 |
<7 Days |
S-7 |
1117.30 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6800.21 |
Day 60 |
No |
155.50 |
31-90 Days |
A-0-Q |
6569.29 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15294.55 |
Day 60 |
Yes |
90.61 |
<7 Days |
A-1-Q |
16475.67 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7367.80 |
Day 60 |
Yes |
304.53 |
7-30 Days |
A-2-Q |
6676.98 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3207.93 |
Day 60 |
Yes |
117.36 |
<7 Days |
A-3-Q |
3324.34 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11445.07 |
Day 60 |
No |
245.87 |
31-90 Days |
A-4-Q |
12447.70 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9195.25 |
Day 60 |
Yes |
145.97 |
7-30 Days |
A-5-Q |
8954.04 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |