| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11219.40 |
Day 59 |
Yes |
379.90 |
31-90 Days |
L-4 |
10476.73 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3044.86 |
Day 59 |
No |
30.22 |
7-30 Days |
L-5 |
3158.52 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12590.01 |
Day 59 |
No |
411.56 |
<7 Days |
L-6 |
12688.89 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4096.35 |
Day 59 |
Yes |
168.87 |
7-30 Days |
L-7 |
4264.90 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15922.24 |
Day 59 |
Yes |
729.31 |
7-30 Days |
L-8 |
16982.52 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14241.18 |
Day 59 |
No |
491.95 |
31-90 Days |
L-9 |
13885.12 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6404.20 |
Day 59 |
No |
174.19 |
<7 Days |
LC-1 |
6253.76 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11837.91 |
Day 59 |
No |
54.36 |
<7 Days |
LC-2 |
12655.42 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13857.03 |
Day 59 |
Yes |
614.61 |
<7 Days |
N-1 |
14819.13 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16122.01 |
Day 59 |
No |
261.04 |
7-30 Days |
N-2 |
16252.56 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12498.61 |
Day 59 |
No |
324.63 |
7-30 Days |
N-3 |
11266.53 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13029.48 |
Day 59 |
No |
110.61 |
<7 Days |
N-4 |
12681.87 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2922.29 |
Day 59 |
Yes |
78.10 |
<7 Days |
N-5 |
2748.32 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10820.95 |
Day 59 |
Yes |
250.02 |
31-90 Days |
N-6 |
11671.37 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4960.27 |
Day 59 |
Yes |
246.33 |
<7 Days |
N-7 |
5241.90 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6590.10 |
Day 59 |
No |
198.34 |
31-90 Days |
P-1 |
7240.39 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12507.95 |
Day 59 |
No |
60.28 |
<7 Days |
P-2 |
12942.93 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1180.76 |
Day 59 |
No |
50.21 |
<7 Days |
S-8 |
1213.68 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16679.29 |
Day 59 |
No |
190.76 |
7-30 Days |
Y-1 |
15095.48 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17040.34 |
Day 59 |
Yes |
363.08 |
31-90 Days |
Y-2 |
15382.35 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2176.91 |
Day 59 |
Yes |
17.76 |
<7 Days |
Y-3 |
2036.25 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9014.67 |
Day 59 |
Yes |
258.10 |
<7 Days |
Y-4 |
8945.01 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2391.93 |
Day 59 |
Yes |
35.06 |
31-90 Days |
Z-1 |
2159.56 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12810.23 |
Day 59 |
Yes |
241.86 |
31-90 Days |
A-2 |
11854.02 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8895.09 |
Day 59 |
Yes |
258.66 |
31-90 Days |
A-3 |
8216.40 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |