| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7229.63 |
Day 58 |
Yes |
114.60 |
<7 Days |
N-7 |
7471.09 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8905.78 |
Day 58 |
No |
392.56 |
7-30 Days |
P-1 |
9441.91 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4111.17 |
Day 58 |
No |
196.74 |
31-90 Days |
P-2 |
3852.14 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7779.92 |
Day 58 |
No |
79.23 |
7-30 Days |
S-8 |
8195.83 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13248.70 |
Day 58 |
No |
388.00 |
31-90 Days |
Y-1 |
13521.44 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
66.43 |
Day 58 |
No |
2.68 |
7-30 Days |
Y-2 |
73.04 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
608.42 |
Day 58 |
Yes |
26.28 |
<7 Days |
Y-3 |
561.71 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3459.47 |
Day 58 |
Yes |
130.16 |
7-30 Days |
Y-4 |
3158.50 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7200.69 |
Day 58 |
No |
123.22 |
31-90 Days |
Z-1 |
7644.98 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3666.84 |
Day 58 |
No |
156.58 |
31-90 Days |
A-2 |
3469.45 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6454.12 |
Day 58 |
Yes |
250.40 |
31-90 Days |
A-3 |
5907.16 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1087.45 |
Day 58 |
No |
0.83 |
31-90 Days |
A-4 |
1020.75 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5594.97 |
Day 58 |
Yes |
126.12 |
31-90 Days |
A-5 |
5926.15 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9036.51 |
Day 58 |
Yes |
94.90 |
31-90 Days |
CB-1 |
9545.17 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11360.76 |
Day 58 |
No |
211.37 |
31-90 Days |
CB-2 |
11723.72 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2884.80 |
Day 58 |
No |
101.05 |
7-30 Days |
CB-3 |
2868.81 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1959.35 |
Day 58 |
No |
25.21 |
<7 Days |
E-1 |
1775.20 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16602.06 |
Day 58 |
Yes |
509.72 |
31-90 Days |
E-2 |
16025.66 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13040.28 |
Day 58 |
No |
70.04 |
31-90 Days |
G-1 |
13522.50 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6137.03 |
Day 58 |
No |
194.17 |
<7 Days |
G-2 |
5912.94 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6265.81 |
Day 58 |
Yes |
240.86 |
7-30 Days |
G-3 |
6874.82 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11881.48 |
Day 58 |
No |
36.66 |
31-90 Days |
IG-1 |
12344.47 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6345.51 |
Day 58 |
Yes |
271.97 |
31-90 Days |
IG-2 |
6461.10 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2298.91 |
Day 58 |
No |
98.67 |
<7 Days |
S-1 |
2405.88 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14619.17 |
Day 58 |
No |
592.94 |
7-30 Days |
S-2 |
15220.23 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |