| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9147.79 |
Day 58 |
Yes |
58.75 |
<7 Days |
S-2-Q |
9218.85 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8800.33 |
Day 58 |
Yes |
249.20 |
<7 Days |
S-3-Q |
9641.93 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6276.34 |
Day 58 |
Yes |
40.57 |
31-90 Days |
S-4-Q |
5736.80 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11376.82 |
Day 58 |
Yes |
10.04 |
7-30 Days |
CB-3-Q |
12344.14 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5974.75 |
Day 58 |
No |
111.02 |
<7 Days |
G-1-Q |
6257.98 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1386.94 |
Day 58 |
No |
2.18 |
31-90 Days |
G-2-Q |
1335.39 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
809.90 |
Day 58 |
No |
10.44 |
31-90 Days |
G-3-Q |
757.10 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10006.22 |
Day 58 |
No |
253.80 |
31-90 Days |
S-5-Q |
9516.09 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5285.90 |
Day 58 |
No |
170.07 |
31-90 Days |
S-6-Q |
4802.38 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12762.27 |
Day 58 |
Yes |
536.62 |
31-90 Days |
S-7-Q |
12096.01 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6387.98 |
Day 58 |
Yes |
120.74 |
31-90 Days |
E-1-Q |
6069.06 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6438.43 |
Day 58 |
Yes |
269.48 |
31-90 Days |
E-2-Q |
5975.75 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4421.21 |
Day 58 |
No |
141.34 |
7-30 Days |
IG-1-Q |
4408.67 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6268.91 |
Day 58 |
Yes |
216.00 |
<7 Days |
IG-2-Q |
6076.32 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15759.77 |
Day 58 |
No |
702.80 |
<7 Days |
C-1 |
15513.79 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
355.74 |
Day 58 |
Yes |
6.10 |
31-90 Days |
CB-4 |
348.21 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7047.73 |
Day 58 |
No |
272.97 |
7-30 Days |
E-10 |
6357.60 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17048.32 |
Day 58 |
No |
727.88 |
31-90 Days |
E-3 |
16139.37 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4027.99 |
Day 58 |
No |
2.85 |
31-90 Days |
E-4 |
4100.61 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1111.83 |
Day 58 |
Yes |
48.96 |
7-30 Days |
E-5 |
1013.60 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13524.06 |
Day 58 |
No |
150.09 |
31-90 Days |
E-6 |
13584.10 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14663.41 |
Day 58 |
No |
653.22 |
31-90 Days |
E-7 |
14498.77 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4792.18 |
Day 58 |
No |
86.41 |
<7 Days |
E-8 |
5061.09 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16835.19 |
Day 58 |
No |
16.24 |
31-90 Days |
E-9 |
16261.72 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5907.97 |
Day 58 |
Yes |
244.33 |
31-90 Days |
G-4 |
5857.46 |
Yes |
T+1 |
Yes |
No |
|
Trading |