| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6983.27 |
Day 57 |
Yes |
83.82 |
31-90 Days |
L-7 |
6306.96 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9268.05 |
Day 57 |
Yes |
186.11 |
<7 Days |
L-8 |
9503.40 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11756.92 |
Day 57 |
No |
249.22 |
7-30 Days |
L-9 |
12075.67 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3299.60 |
Day 57 |
Yes |
116.61 |
7-30 Days |
LC-1 |
3473.39 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16995.10 |
Day 57 |
Yes |
848.15 |
<7 Days |
LC-2 |
17791.38 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16983.90 |
Day 57 |
Yes |
516.46 |
31-90 Days |
N-1 |
15766.44 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16857.60 |
Day 57 |
Yes |
367.28 |
<7 Days |
N-2 |
16130.00 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2329.98 |
Day 57 |
Yes |
71.24 |
31-90 Days |
N-3 |
2242.18 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10598.88 |
Day 57 |
Yes |
215.66 |
<7 Days |
N-4 |
10292.83 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10250.73 |
Day 57 |
No |
312.15 |
7-30 Days |
N-5 |
9441.65 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14253.91 |
Day 57 |
No |
456.25 |
7-30 Days |
N-6 |
15629.06 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10177.79 |
Day 57 |
No |
235.88 |
31-90 Days |
N-7 |
9570.15 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3854.09 |
Day 57 |
Yes |
60.60 |
7-30 Days |
P-1 |
4213.79 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8855.54 |
Day 57 |
Yes |
368.85 |
7-30 Days |
P-2 |
8406.78 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15164.60 |
Day 57 |
Yes |
545.47 |
31-90 Days |
S-8 |
14097.21 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3261.03 |
Day 57 |
No |
112.76 |
7-30 Days |
Y-1 |
2991.71 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4977.00 |
Day 57 |
No |
72.12 |
31-90 Days |
Y-2 |
5043.98 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3796.75 |
Day 57 |
Yes |
46.10 |
7-30 Days |
Y-3 |
3723.95 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1017.69 |
Day 57 |
Yes |
37.59 |
<7 Days |
Y-4 |
1026.43 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16639.83 |
Day 57 |
No |
14.00 |
<7 Days |
Z-1 |
16085.14 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9515.82 |
Day 57 |
No |
221.14 |
31-90 Days |
A-2 |
9234.09 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16674.80 |
Day 57 |
Yes |
470.32 |
31-90 Days |
A-3 |
16937.55 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9622.25 |
Day 57 |
No |
243.86 |
31-90 Days |
A-4 |
8706.58 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7414.73 |
Day 57 |
Yes |
223.01 |
31-90 Days |
A-5 |
7414.23 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13227.05 |
Day 57 |
No |
490.06 |
<7 Days |
CB-1 |
12449.11 |
Yes |
T+2 |
No |
No |
|
Funding |