| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14337.96 |
Day 56 |
Yes |
73.49 |
<7 Days |
S-6 |
15709.04 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11537.60 |
Day 56 |
Yes |
159.44 |
<7 Days |
S-7 |
12405.48 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3118.43 |
Day 57 |
Yes |
59.75 |
31-90 Days |
A-0-Q |
3029.83 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4264.77 |
Day 57 |
No |
81.75 |
<7 Days |
A-1-Q |
4571.58 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6164.35 |
Day 57 |
Yes |
136.35 |
31-90 Days |
A-2-Q |
5575.76 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11373.47 |
Day 57 |
No |
117.32 |
<7 Days |
A-3-Q |
11546.69 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3918.11 |
Day 57 |
Yes |
34.03 |
<7 Days |
A-4-Q |
3803.11 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12991.24 |
Day 57 |
No |
456.38 |
7-30 Days |
A-5-Q |
12897.53 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8538.20 |
Day 57 |
No |
208.34 |
7-30 Days |
CB-1-Q |
9138.92 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7920.38 |
Day 57 |
Yes |
341.53 |
<7 Days |
CB-2-Q |
7206.58 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7868.03 |
Day 57 |
No |
276.05 |
<7 Days |
S-1-Q |
8258.31 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5742.97 |
Day 57 |
No |
118.30 |
<7 Days |
S-2-Q |
5355.60 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16047.23 |
Day 57 |
No |
100.24 |
31-90 Days |
S-3-Q |
17597.49 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11865.34 |
Day 57 |
Yes |
378.27 |
31-90 Days |
S-4-Q |
10885.96 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8906.05 |
Day 57 |
No |
43.43 |
7-30 Days |
CB-3-Q |
8435.89 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13659.41 |
Day 57 |
No |
492.76 |
31-90 Days |
G-1-Q |
13999.72 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2893.22 |
Day 57 |
Yes |
33.38 |
<7 Days |
G-2-Q |
2860.47 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6823.97 |
Day 57 |
No |
170.58 |
31-90 Days |
G-3-Q |
6181.05 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
655.58 |
Day 57 |
No |
0.61 |
7-30 Days |
S-5-Q |
600.46 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4919.62 |
Day 57 |
No |
140.45 |
31-90 Days |
S-6-Q |
5155.16 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14560.19 |
Day 57 |
No |
235.60 |
31-90 Days |
S-7-Q |
14469.90 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16222.79 |
Day 57 |
Yes |
463.98 |
31-90 Days |
E-1-Q |
16796.27 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9926.03 |
Day 57 |
No |
180.48 |
31-90 Days |
E-2-Q |
9272.56 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13257.49 |
Day 57 |
No |
152.35 |
<7 Days |
IG-1-Q |
13611.94 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3278.26 |
Day 57 |
No |
10.36 |
31-90 Days |
IG-2-Q |
3039.71 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |