| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4264.53 |
Day 55 |
Yes |
5.13 |
31-90 Days |
E-3 |
4385.23 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13165.83 |
Day 55 |
No |
460.75 |
<7 Days |
E-4 |
13181.16 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3594.58 |
Day 55 |
Yes |
112.34 |
<7 Days |
E-5 |
3293.52 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14530.96 |
Day 55 |
Yes |
158.51 |
7-30 Days |
E-6 |
14593.73 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3581.02 |
Day 55 |
Yes |
178.68 |
7-30 Days |
E-7 |
3508.38 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14876.65 |
Day 55 |
Yes |
534.77 |
7-30 Days |
E-8 |
15598.52 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6397.77 |
Day 55 |
No |
297.04 |
<7 Days |
E-9 |
6059.56 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3110.98 |
Day 55 |
Yes |
45.61 |
<7 Days |
G-4 |
2921.50 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4715.13 |
Day 55 |
Yes |
20.91 |
7-30 Days |
IG-3 |
5083.77 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12120.92 |
Day 55 |
Yes |
173.93 |
7-30 Days |
IG-4 |
11929.46 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2625.02 |
Day 55 |
Yes |
54.59 |
7-30 Days |
IG-5 |
2457.96 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14067.90 |
Day 55 |
Yes |
550.51 |
7-30 Days |
IG-6 |
14948.03 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8673.19 |
Day 55 |
No |
172.45 |
31-90 Days |
IG-7 |
8972.81 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16230.96 |
Day 55 |
Yes |
19.96 |
31-90 Days |
IG-8 |
16004.36 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12689.49 |
Day 55 |
Yes |
4.63 |
31-90 Days |
L-1 |
12349.86 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5497.35 |
Day 55 |
No |
143.96 |
31-90 Days |
L-10 |
5166.87 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11104.56 |
Day 55 |
No |
215.50 |
<7 Days |
L-11 |
10801.17 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16475.11 |
Day 55 |
Yes |
194.44 |
31-90 Days |
L-2 |
16068.57 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2054.88 |
Day 55 |
Yes |
10.11 |
7-30 Days |
L-3 |
2143.20 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12576.48 |
Day 55 |
Yes |
489.32 |
7-30 Days |
L-4 |
13692.40 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8663.14 |
Day 55 |
Yes |
3.77 |
31-90 Days |
L-5 |
7873.62 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16246.17 |
Day 55 |
No |
379.94 |
7-30 Days |
L-6 |
17257.16 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16494.27 |
Day 55 |
No |
327.23 |
<7 Days |
L-7 |
16423.51 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12645.26 |
Day 55 |
No |
414.00 |
7-30 Days |
L-8 |
12458.83 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10113.00 |
Day 55 |
No |
65.58 |
31-90 Days |
L-9 |
10740.78 |
Yes |
T+2 |
No |
No |
|
Funding |