| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10593.05 |
Day 55 |
Yes |
214.76 |
31-90 Days |
A-1-Q |
11172.66 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7216.02 |
Day 55 |
Yes |
48.90 |
7-30 Days |
A-2-Q |
7844.56 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1626.73 |
Day 55 |
Yes |
37.24 |
7-30 Days |
A-3-Q |
1596.12 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12371.68 |
Day 55 |
Yes |
169.60 |
31-90 Days |
A-4-Q |
11481.24 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
704.50 |
Day 55 |
Yes |
22.28 |
7-30 Days |
A-5-Q |
734.05 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9118.99 |
Day 55 |
Yes |
361.26 |
7-30 Days |
CB-1-Q |
9840.20 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4474.00 |
Day 55 |
Yes |
74.50 |
7-30 Days |
CB-2-Q |
4282.86 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4671.93 |
Day 55 |
Yes |
74.63 |
<7 Days |
S-1-Q |
4673.72 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6296.92 |
Day 55 |
Yes |
78.48 |
<7 Days |
S-2-Q |
6895.77 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6559.01 |
Day 55 |
No |
282.67 |
<7 Days |
S-3-Q |
6852.99 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12263.96 |
Day 55 |
Yes |
607.84 |
<7 Days |
S-4-Q |
12284.40 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13593.57 |
Day 55 |
No |
192.21 |
<7 Days |
CB-3-Q |
13491.71 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14847.97 |
Day 55 |
No |
320.60 |
31-90 Days |
G-1-Q |
16149.28 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2305.79 |
Day 55 |
Yes |
61.71 |
<7 Days |
G-2-Q |
2128.92 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1074.54 |
Day 55 |
Yes |
1.45 |
31-90 Days |
G-3-Q |
1020.34 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11656.97 |
Day 55 |
Yes |
366.46 |
31-90 Days |
S-5-Q |
12157.60 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9158.52 |
Day 55 |
Yes |
209.10 |
7-30 Days |
S-6-Q |
9236.95 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4628.13 |
Day 55 |
Yes |
53.62 |
<7 Days |
S-7-Q |
4548.48 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5189.90 |
Day 55 |
No |
146.59 |
<7 Days |
E-1-Q |
5396.12 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2887.34 |
Day 55 |
Yes |
94.56 |
31-90 Days |
E-2-Q |
3065.82 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11273.58 |
Day 55 |
No |
111.31 |
<7 Days |
IG-1-Q |
11836.94 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7359.07 |
Day 55 |
Yes |
77.03 |
<7 Days |
IG-2-Q |
7060.17 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6458.37 |
Day 55 |
No |
177.58 |
<7 Days |
C-1 |
6595.10 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3360.61 |
Day 55 |
No |
91.16 |
<7 Days |
CB-4 |
3423.81 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2931.94 |
Day 55 |
Yes |
125.50 |
<7 Days |
E-10 |
2872.71 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |