| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5951.92 |
Day 53 |
Yes |
135.10 |
<7 Days |
N-2 |
6381.21 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6159.06 |
Day 53 |
No |
229.63 |
<7 Days |
N-3 |
6577.04 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11526.54 |
Day 53 |
Yes |
299.21 |
31-90 Days |
N-4 |
11974.86 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9664.06 |
Day 53 |
No |
229.86 |
7-30 Days |
N-5 |
9670.84 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9959.60 |
Day 53 |
Yes |
270.81 |
7-30 Days |
N-6 |
9416.11 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2057.89 |
Day 53 |
Yes |
15.90 |
7-30 Days |
N-7 |
1950.62 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6373.18 |
Day 53 |
No |
55.61 |
<7 Days |
P-1 |
6512.94 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13478.23 |
Day 53 |
No |
182.78 |
7-30 Days |
P-2 |
12305.97 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9632.51 |
Day 53 |
No |
467.48 |
<7 Days |
S-8 |
9566.96 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14131.52 |
Day 53 |
No |
394.28 |
31-90 Days |
Y-1 |
15271.20 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13797.95 |
Day 53 |
Yes |
573.48 |
31-90 Days |
Y-2 |
14386.83 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10792.90 |
Day 53 |
No |
200.35 |
7-30 Days |
Y-3 |
10669.85 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7215.44 |
Day 53 |
Yes |
8.47 |
31-90 Days |
Y-4 |
7593.81 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8984.53 |
Day 53 |
Yes |
151.86 |
7-30 Days |
Z-1 |
9666.09 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8270.29 |
Day 53 |
No |
0.78 |
31-90 Days |
A-2 |
8763.43 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13095.69 |
Day 53 |
No |
225.26 |
<7 Days |
A-3 |
13782.88 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
135.01 |
Day 53 |
Yes |
5.98 |
<7 Days |
A-4 |
147.89 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1899.04 |
Day 53 |
Yes |
44.18 |
<7 Days |
A-5 |
2036.72 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13807.68 |
Day 53 |
Yes |
98.67 |
31-90 Days |
CB-1 |
12695.25 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6471.34 |
Day 53 |
Yes |
222.99 |
7-30 Days |
CB-2 |
6224.12 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5677.13 |
Day 53 |
Yes |
68.84 |
<7 Days |
CB-3 |
6210.26 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15341.57 |
Day 53 |
No |
140.23 |
7-30 Days |
E-1 |
14676.77 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9483.90 |
Day 53 |
Yes |
230.47 |
31-90 Days |
E-2 |
9460.11 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7906.46 |
Day 53 |
Yes |
291.09 |
7-30 Days |
G-1 |
7273.07 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13894.86 |
Day 53 |
No |
637.16 |
31-90 Days |
G-2 |
15194.27 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |