| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
909.36 |
Day 53 |
Yes |
12.54 |
7-30 Days |
A-4-Q |
928.63 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8336.26 |
Day 53 |
Yes |
378.45 |
31-90 Days |
A-5-Q |
8751.63 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11027.62 |
Day 53 |
Yes |
472.37 |
<7 Days |
CB-1-Q |
10675.06 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8554.63 |
Day 53 |
No |
165.21 |
<7 Days |
CB-2-Q |
8986.24 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12232.67 |
Day 53 |
Yes |
578.75 |
<7 Days |
S-1-Q |
11387.38 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7871.04 |
Day 53 |
Yes |
245.53 |
<7 Days |
S-2-Q |
7810.45 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14186.30 |
Day 53 |
Yes |
492.16 |
7-30 Days |
S-3-Q |
14505.66 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9990.85 |
Day 53 |
No |
352.88 |
31-90 Days |
S-4-Q |
9630.15 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5366.97 |
Day 53 |
Yes |
148.81 |
7-30 Days |
CB-3-Q |
5125.29 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3205.09 |
Day 53 |
No |
106.78 |
7-30 Days |
G-1-Q |
3292.99 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
488.01 |
Day 53 |
Yes |
2.43 |
<7 Days |
G-2-Q |
510.51 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16937.23 |
Day 53 |
No |
508.32 |
31-90 Days |
G-3-Q |
17744.97 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15682.90 |
Day 53 |
Yes |
34.89 |
<7 Days |
S-5-Q |
15669.21 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13238.10 |
Day 53 |
No |
597.36 |
<7 Days |
S-6-Q |
14172.99 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6094.53 |
Day 53 |
No |
257.45 |
7-30 Days |
S-7-Q |
5960.01 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14864.42 |
Day 53 |
No |
90.20 |
<7 Days |
E-1-Q |
14858.35 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3468.76 |
Day 53 |
Yes |
49.94 |
<7 Days |
E-2-Q |
3277.41 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16854.64 |
Day 53 |
Yes |
771.38 |
7-30 Days |
IG-1-Q |
16617.98 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1715.73 |
Day 53 |
Yes |
21.76 |
31-90 Days |
IG-2-Q |
1618.34 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8141.82 |
Day 53 |
Yes |
344.50 |
31-90 Days |
C-1 |
7464.60 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16605.47 |
Day 53 |
Yes |
609.37 |
7-30 Days |
CB-4 |
15362.67 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9588.01 |
Day 53 |
Yes |
359.54 |
<7 Days |
E-10 |
9074.36 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7223.58 |
Day 53 |
No |
91.21 |
31-90 Days |
E-3 |
6829.88 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10960.46 |
Day 53 |
Yes |
19.48 |
7-30 Days |
E-4 |
10667.89 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11877.07 |
Day 53 |
Yes |
7.70 |
<7 Days |
E-5 |
11346.60 |
Yes |
T+0 |
Yes |
No |
|
Funding |