| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12349.34 |
Day 52 |
No |
263.57 |
<7 Days |
A-2 |
12982.39 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10516.66 |
Day 52 |
No |
34.49 |
31-90 Days |
A-3 |
10866.28 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10313.08 |
Day 52 |
Yes |
357.55 |
<7 Days |
A-4 |
10105.83 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12598.87 |
Day 52 |
Yes |
506.19 |
7-30 Days |
A-5 |
13516.39 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15216.84 |
Day 52 |
Yes |
713.27 |
<7 Days |
CB-1 |
15333.69 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14554.70 |
Day 52 |
Yes |
571.53 |
31-90 Days |
CB-2 |
13329.99 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13528.42 |
Day 52 |
Yes |
130.34 |
7-30 Days |
CB-3 |
13432.26 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1797.62 |
Day 52 |
Yes |
78.81 |
<7 Days |
E-1 |
1843.56 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17068.48 |
Day 52 |
Yes |
7.98 |
31-90 Days |
E-2 |
16541.92 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2812.25 |
Day 52 |
No |
14.41 |
<7 Days |
G-1 |
2694.24 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15550.24 |
Day 52 |
Yes |
5.83 |
31-90 Days |
G-2 |
17009.26 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
400.41 |
Day 52 |
No |
16.08 |
31-90 Days |
G-3 |
413.48 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9410.34 |
Day 52 |
No |
41.84 |
<7 Days |
IG-1 |
10298.33 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6498.55 |
Day 52 |
No |
48.41 |
7-30 Days |
IG-2 |
6277.46 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9396.85 |
Day 52 |
No |
346.96 |
31-90 Days |
S-1 |
9732.73 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7818.16 |
Day 52 |
No |
367.21 |
31-90 Days |
S-2 |
7449.59 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1654.49 |
Day 52 |
Yes |
38.53 |
31-90 Days |
S-3 |
1698.57 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13637.12 |
Day 52 |
Yes |
8.17 |
<7 Days |
S-4 |
13319.09 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
614.19 |
Day 52 |
No |
24.48 |
<7 Days |
S-5 |
629.41 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1046.43 |
Day 52 |
Yes |
3.96 |
<7 Days |
S-6 |
979.85 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2695.59 |
Day 52 |
No |
85.57 |
<7 Days |
S-7 |
2564.07 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4538.11 |
Day 53 |
Yes |
196.48 |
7-30 Days |
A-0-Q |
4281.92 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2089.52 |
Day 53 |
No |
5.28 |
31-90 Days |
A-1-Q |
2036.96 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13061.36 |
Day 53 |
Yes |
624.01 |
<7 Days |
A-2-Q |
11867.78 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3101.40 |
Day 53 |
No |
133.48 |
31-90 Days |
A-3-Q |
3310.65 |
Yes |
T+1 |
No |
No |
|
Treasury |