| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4560.83 |
Day 52 |
Yes |
186.77 |
31-90 Days |
S-7-Q |
4709.50 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8157.44 |
Day 52 |
Yes |
96.28 |
31-90 Days |
E-1-Q |
7417.62 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11015.59 |
Day 52 |
No |
108.11 |
<7 Days |
E-2-Q |
11408.08 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10095.14 |
Day 52 |
No |
139.03 |
<7 Days |
IG-1-Q |
10167.57 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7533.04 |
Day 52 |
Yes |
280.75 |
31-90 Days |
IG-2-Q |
7668.21 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12115.27 |
Day 52 |
Yes |
457.34 |
<7 Days |
C-1 |
11784.20 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12393.36 |
Day 52 |
Yes |
165.06 |
<7 Days |
CB-4 |
12466.89 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6272.16 |
Day 52 |
No |
65.52 |
7-30 Days |
E-10 |
5730.05 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4749.69 |
Day 52 |
Yes |
85.36 |
31-90 Days |
E-3 |
4823.22 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15167.21 |
Day 52 |
Yes |
72.70 |
31-90 Days |
E-4 |
13892.27 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2262.67 |
Day 52 |
No |
51.47 |
7-30 Days |
E-5 |
2102.68 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9556.14 |
Day 52 |
Yes |
361.77 |
<7 Days |
E-6 |
10296.46 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15027.46 |
Day 52 |
No |
110.48 |
31-90 Days |
E-7 |
14435.88 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11188.09 |
Day 52 |
Yes |
507.85 |
31-90 Days |
E-8 |
10129.07 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8405.43 |
Day 52 |
Yes |
231.62 |
31-90 Days |
E-9 |
8208.62 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10162.76 |
Day 52 |
No |
365.87 |
<7 Days |
G-4 |
11032.86 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12295.75 |
Day 52 |
No |
265.93 |
31-90 Days |
IG-3 |
13458.68 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1755.62 |
Day 52 |
Yes |
0.59 |
<7 Days |
IG-4 |
1773.21 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15513.62 |
Day 52 |
No |
301.45 |
<7 Days |
IG-5 |
15069.56 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11071.11 |
Day 52 |
Yes |
457.68 |
31-90 Days |
IG-6 |
9996.99 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4616.83 |
Day 52 |
Yes |
211.69 |
<7 Days |
IG-7 |
4163.55 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17140.05 |
Day 52 |
Yes |
97.38 |
31-90 Days |
IG-8 |
18210.65 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11960.51 |
Day 52 |
Yes |
299.74 |
31-90 Days |
L-1 |
12845.64 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9576.14 |
Day 52 |
Yes |
44.44 |
7-30 Days |
L-10 |
8819.07 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12906.08 |
Day 52 |
No |
584.06 |
<7 Days |
L-11 |
13451.88 |
Yes |
T+1 |
No |
No |
|
Treasury |