| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11292.30 |
Day 51 |
Yes |
158.81 |
<7 Days |
N-5 |
11915.19 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10723.70 |
Day 51 |
Yes |
161.56 |
31-90 Days |
N-6 |
11155.91 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16311.43 |
Day 51 |
No |
656.76 |
31-90 Days |
N-7 |
17663.67 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16447.55 |
Day 51 |
Yes |
36.63 |
31-90 Days |
P-1 |
18027.75 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2022.60 |
Day 51 |
Yes |
89.84 |
31-90 Days |
P-2 |
2044.42 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11809.16 |
Day 51 |
No |
304.22 |
31-90 Days |
S-8 |
10693.01 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2702.70 |
Day 51 |
No |
112.25 |
31-90 Days |
Y-1 |
2852.77 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11853.00 |
Day 51 |
Yes |
12.00 |
31-90 Days |
Y-2 |
11276.78 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5085.18 |
Day 51 |
No |
32.31 |
31-90 Days |
Y-3 |
4758.66 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16595.96 |
Day 51 |
No |
665.56 |
<7 Days |
Y-4 |
15168.96 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12070.71 |
Day 51 |
No |
336.92 |
7-30 Days |
Z-1 |
11041.21 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2865.10 |
Day 51 |
Yes |
46.94 |
<7 Days |
A-2 |
2692.50 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
953.96 |
Day 51 |
No |
33.77 |
31-90 Days |
A-3 |
1028.39 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16610.06 |
Day 51 |
No |
43.65 |
<7 Days |
A-4 |
17765.60 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9729.33 |
Day 51 |
No |
391.16 |
31-90 Days |
A-5 |
8819.37 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9865.59 |
Day 51 |
No |
207.22 |
7-30 Days |
CB-1 |
9673.90 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6042.79 |
Day 51 |
Yes |
269.28 |
7-30 Days |
CB-2 |
6231.69 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2760.33 |
Day 51 |
Yes |
3.72 |
<7 Days |
CB-3 |
2590.51 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1483.78 |
Day 51 |
No |
36.24 |
7-30 Days |
E-1 |
1409.53 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12740.68 |
Day 51 |
Yes |
211.44 |
31-90 Days |
E-2 |
13576.27 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3981.88 |
Day 51 |
Yes |
155.81 |
31-90 Days |
G-1 |
4021.90 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
565.19 |
Day 51 |
No |
18.46 |
7-30 Days |
G-2 |
544.89 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11837.40 |
Day 51 |
No |
91.11 |
31-90 Days |
G-3 |
12873.57 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3863.25 |
Day 51 |
No |
126.12 |
<7 Days |
IG-1 |
3624.99 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7615.77 |
Day 51 |
Yes |
81.18 |
<7 Days |
IG-2 |
7172.86 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |