| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6531.42 |
Day 51 |
Yes |
111.15 |
7-30 Days |
CB-2-Q |
7175.98 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14964.36 |
Day 51 |
Yes |
639.26 |
<7 Days |
S-1-Q |
13626.70 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7882.61 |
Day 51 |
No |
312.98 |
31-90 Days |
S-2-Q |
7722.38 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5965.19 |
Day 51 |
Yes |
282.57 |
7-30 Days |
S-3-Q |
5521.15 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6043.67 |
Day 51 |
No |
113.46 |
<7 Days |
S-4-Q |
6370.63 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3892.18 |
Day 51 |
No |
97.87 |
<7 Days |
CB-3-Q |
4106.24 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
954.73 |
Day 51 |
No |
46.29 |
<7 Days |
G-1-Q |
1020.85 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14606.05 |
Day 51 |
No |
317.11 |
<7 Days |
G-2-Q |
15535.27 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13760.54 |
Day 51 |
No |
25.46 |
<7 Days |
G-3-Q |
13664.68 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9957.11 |
Day 51 |
No |
465.39 |
<7 Days |
S-5-Q |
9936.19 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12096.61 |
Day 51 |
Yes |
449.21 |
7-30 Days |
S-6-Q |
12069.16 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4402.92 |
Day 51 |
Yes |
119.25 |
<7 Days |
S-7-Q |
4405.97 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13771.15 |
Day 51 |
Yes |
132.27 |
31-90 Days |
E-1-Q |
14229.26 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2149.12 |
Day 51 |
Yes |
71.03 |
31-90 Days |
E-2-Q |
2190.05 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10827.71 |
Day 51 |
No |
89.53 |
7-30 Days |
IG-1-Q |
10193.12 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7142.43 |
Day 51 |
Yes |
85.50 |
31-90 Days |
IG-2-Q |
7772.06 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8693.44 |
Day 51 |
Yes |
327.97 |
31-90 Days |
C-1 |
7912.64 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2795.13 |
Day 51 |
Yes |
50.82 |
<7 Days |
CB-4 |
2801.35 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2958.85 |
Day 51 |
No |
99.15 |
7-30 Days |
E-10 |
2993.48 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10581.17 |
Day 51 |
No |
96.77 |
31-90 Days |
E-3 |
11125.78 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14970.75 |
Day 51 |
Yes |
157.63 |
31-90 Days |
E-4 |
13776.06 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9804.65 |
Day 51 |
Yes |
58.31 |
7-30 Days |
E-5 |
10155.81 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9646.30 |
Day 51 |
No |
399.67 |
7-30 Days |
E-6 |
9557.82 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7906.55 |
Day 51 |
Yes |
341.72 |
31-90 Days |
E-7 |
7209.18 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13363.74 |
Day 51 |
Yes |
638.32 |
<7 Days |
E-8 |
12890.73 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |