| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15898.78 |
Day 50 |
No |
204.00 |
7-30 Days |
IG-1-Q |
15472.47 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7330.11 |
Day 50 |
No |
292.21 |
31-90 Days |
IG-2-Q |
7381.00 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14561.63 |
Day 50 |
No |
215.35 |
31-90 Days |
C-1 |
15482.56 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8446.97 |
Day 50 |
No |
143.79 |
7-30 Days |
CB-4 |
8924.84 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14628.81 |
Day 50 |
No |
294.93 |
31-90 Days |
E-10 |
13691.92 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2240.95 |
Day 50 |
Yes |
89.74 |
<7 Days |
E-3 |
2285.79 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5207.74 |
Day 50 |
No |
140.62 |
31-90 Days |
E-4 |
5579.35 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14284.69 |
Day 50 |
No |
194.97 |
7-30 Days |
E-5 |
14663.77 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16795.56 |
Day 50 |
Yes |
161.11 |
<7 Days |
E-6 |
15355.87 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9834.91 |
Day 50 |
Yes |
148.04 |
7-30 Days |
E-7 |
9004.07 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9421.43 |
Day 50 |
Yes |
344.65 |
31-90 Days |
E-8 |
10110.27 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10542.01 |
Day 50 |
Yes |
515.34 |
7-30 Days |
E-9 |
10389.51 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4493.64 |
Day 50 |
No |
34.73 |
31-90 Days |
G-4 |
4107.56 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14550.79 |
Day 50 |
No |
497.01 |
7-30 Days |
IG-3 |
13922.92 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9039.12 |
Day 50 |
Yes |
52.71 |
<7 Days |
IG-4 |
9133.38 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
754.89 |
Day 50 |
Yes |
24.54 |
7-30 Days |
IG-5 |
732.43 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13132.27 |
Day 50 |
Yes |
618.95 |
7-30 Days |
IG-6 |
13726.32 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3033.93 |
Day 50 |
Yes |
142.63 |
7-30 Days |
IG-7 |
3041.26 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16516.83 |
Day 50 |
No |
715.54 |
<7 Days |
IG-8 |
15136.32 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10407.76 |
Day 50 |
Yes |
201.00 |
<7 Days |
L-1 |
11250.28 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14142.62 |
Day 50 |
Yes |
126.11 |
7-30 Days |
L-10 |
15135.89 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12545.25 |
Day 50 |
No |
619.44 |
31-90 Days |
L-11 |
12192.08 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4183.45 |
Day 50 |
No |
161.78 |
<7 Days |
L-2 |
4111.03 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13859.16 |
Day 50 |
Yes |
36.65 |
31-90 Days |
L-3 |
13133.30 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15661.08 |
Day 50 |
Yes |
241.37 |
<7 Days |
L-4 |
16273.56 |
No |
T+2 |
Yes |
No |
|
Treasury |