| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12566.08 |
Day 49 |
No |
6.97 |
<7 Days |
S-4 |
11475.78 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7343.89 |
Day 49 |
Yes |
115.24 |
7-30 Days |
S-5 |
7609.11 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9745.43 |
Day 49 |
Yes |
406.96 |
31-90 Days |
S-6 |
10302.47 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16605.36 |
Day 49 |
No |
255.18 |
<7 Days |
S-7 |
16867.09 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11116.43 |
Day 50 |
No |
101.94 |
7-30 Days |
A-0-Q |
11577.72 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8097.44 |
Day 50 |
No |
147.67 |
<7 Days |
A-1-Q |
7466.83 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3645.90 |
Day 50 |
Yes |
74.75 |
7-30 Days |
A-2-Q |
3881.25 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15043.33 |
Day 50 |
No |
205.35 |
7-30 Days |
A-3-Q |
15477.38 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1370.11 |
Day 50 |
Yes |
50.86 |
31-90 Days |
A-4-Q |
1452.17 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
334.62 |
Day 50 |
No |
4.71 |
7-30 Days |
A-5-Q |
349.77 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3820.20 |
Day 50 |
Yes |
184.70 |
7-30 Days |
CB-1-Q |
3948.96 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
663.00 |
Day 50 |
Yes |
14.32 |
7-30 Days |
CB-2-Q |
707.90 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1399.59 |
Day 50 |
Yes |
27.78 |
31-90 Days |
S-1-Q |
1432.87 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10539.92 |
Day 50 |
Yes |
248.82 |
7-30 Days |
S-2-Q |
10868.02 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2136.44 |
Day 50 |
Yes |
104.01 |
<7 Days |
S-3-Q |
2001.73 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9693.52 |
Day 50 |
Yes |
58.15 |
<7 Days |
S-4-Q |
10041.98 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1065.30 |
Day 50 |
No |
47.07 |
<7 Days |
CB-3-Q |
1151.82 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3390.25 |
Day 50 |
Yes |
42.79 |
<7 Days |
G-1-Q |
3250.69 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9956.43 |
Day 50 |
No |
224.86 |
7-30 Days |
G-2-Q |
10111.75 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4034.10 |
Day 50 |
Yes |
139.87 |
31-90 Days |
G-3-Q |
4062.61 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14556.97 |
Day 50 |
Yes |
8.71 |
<7 Days |
S-5-Q |
16004.97 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9743.43 |
Day 50 |
No |
369.92 |
31-90 Days |
S-6-Q |
10473.60 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11593.34 |
Day 50 |
No |
475.74 |
<7 Days |
S-7-Q |
12445.63 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11250.72 |
Day 50 |
No |
560.77 |
31-90 Days |
E-1-Q |
11112.95 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16102.08 |
Day 50 |
Yes |
340.14 |
<7 Days |
E-2-Q |
15676.72 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |