| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11964.36 |
Day 49 |
Yes |
528.29 |
<7 Days |
P-1 |
12047.55 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3403.97 |
Day 49 |
No |
128.29 |
<7 Days |
P-2 |
3332.11 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8770.90 |
Day 49 |
Yes |
400.58 |
<7 Days |
S-8 |
9515.47 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13081.20 |
Day 49 |
Yes |
115.31 |
31-90 Days |
Y-1 |
13016.85 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11457.04 |
Day 49 |
Yes |
196.51 |
7-30 Days |
Y-2 |
10374.88 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1928.39 |
Day 49 |
No |
58.80 |
<7 Days |
Y-3 |
1887.53 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2276.78 |
Day 49 |
No |
72.18 |
31-90 Days |
Y-4 |
2431.23 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13485.33 |
Day 49 |
No |
385.46 |
31-90 Days |
Z-1 |
14081.11 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9430.85 |
Day 49 |
Yes |
255.90 |
31-90 Days |
A-2 |
10015.69 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1614.07 |
Day 49 |
No |
68.42 |
31-90 Days |
A-3 |
1520.67 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10954.86 |
Day 49 |
Yes |
226.06 |
31-90 Days |
A-4 |
9974.03 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7217.27 |
Day 49 |
Yes |
29.25 |
<7 Days |
A-5 |
7471.47 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3450.44 |
Day 49 |
Yes |
112.36 |
7-30 Days |
CB-1 |
3311.10 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14448.25 |
Day 49 |
Yes |
161.06 |
<7 Days |
CB-2 |
13229.28 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9583.43 |
Day 49 |
Yes |
27.35 |
<7 Days |
CB-3 |
9686.77 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3271.00 |
Day 49 |
Yes |
45.64 |
31-90 Days |
E-1 |
3257.24 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14131.75 |
Day 49 |
No |
98.98 |
31-90 Days |
E-2 |
15349.30 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5774.33 |
Day 49 |
Yes |
189.96 |
<7 Days |
G-1 |
5894.50 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
269.13 |
Day 49 |
No |
1.59 |
7-30 Days |
G-2 |
257.08 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5731.51 |
Day 49 |
No |
46.29 |
7-30 Days |
G-3 |
6106.79 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10.30 |
Day 49 |
Yes |
0.02 |
7-30 Days |
IG-1 |
10.46 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16073.62 |
Day 49 |
Yes |
202.48 |
31-90 Days |
IG-2 |
15052.82 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15658.37 |
Day 49 |
No |
519.51 |
7-30 Days |
S-1 |
16195.36 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11979.50 |
Day 49 |
Yes |
179.87 |
31-90 Days |
S-2 |
12050.13 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7183.84 |
Day 49 |
No |
105.60 |
<7 Days |
S-3 |
7801.34 |
Yes |
T+0 |
Yes |
No |
|
Trading |